case study research onion

Saunders’ Research Onion: Explained Simply

Peeling the onion, layer by layer (with examples).

By: David Phair (PhD) and Kerryn Warren (PhD) | January 2021

If you’re learning about research skills and methodologies, you may have heard the term “ research onion ”. Specifically, the research onion developed by Saunders et al in 2007 . But what exactly is this elusive onion? In this post, we’ll break Saunders’ research onion down into bite-sized chunks to make it a little more digestible.

The Research Onion (Saunders, 2007)

Saunders’ (2007) Research Onion – What is it?

At the simplest level, Saunders’ research onion describes the different decisions you’ll need to make when developing a  research methodology   – whether that’s for your dissertation, thesis or any other formal research project. As you work from the outside of the onion inwards , you’ll face a range of choices that progress from high-level and philosophical to tactical and practical in nature. This also mimics the general structure for the methodology chapter .

While Saunders’ research onion is certainly not perfect, it’s a useful tool for thinking holistically about methodology. At a minimum, it helps you understand what decisions you need to make in terms of your research design and methodology.

The layers of Saunders’ research onion

The onion is made up of 6 layers, which you’ll need to peel back one at a time as you develop your research methodology:

  • Research philosophy
  • Research approach
  • Research strategy
  • Time horizon
  • Techniques & procedures

Onion Layer 1: Research Philosophy

The very first layer of the onion is the research philosophy . But what does that mean? Well, the research philosophy is the foundation of any study as it describes the set of beliefs the research is built upon . Research philosophy can be described from either an  ontological  or  epistemological  point of view. “A what?!”, you ask?

In simple terms,  ontology  is the “what” and “how” of what we know – in other words, what is the nature of reality and what are we really able to know and understand. For example, does reality exist as a single objective thing, or is it different for each person? Think about the simulated reality in the film The Matrix.

Epistemology , on the other hand, is about “how” we can obtain knowledge and come to understand things – in other words, how can we figure out what reality is, and what the limits of this knowledge are. This is a gross oversimplification, but it’s a useful starting point (we’ll cover ontology and epistemology another post).

With that fluffy stuff out the way, let’s look at three of the main research philosophies that operate on different ontological and epistemological assumptions:

  • Interpretivism

These certainly aren’t the only research philosophies, but they are very common and provide a good starting point for understanding the spectrum of philosophies.

The research philosophy is the foundation of any study as it describes the set of beliefs upon which the research is built.

Research Philosophy 1:  Positivism

Positivist research takes the view that knowledge exists outside of what’s being studied . In other words, what is being studied can only be done so objectively , and it cannot include opinions or personal viewpoints – the researcher doesn’t interpret, they only observe. Positivism states that there is only one reality  and that all meaning is consistent between subjects.

In the positivist’s view, knowledge can only be acquired through empirical research , which is based on measurement and observation. In other words, all knowledge is viewed as a posteriori knowledge – knowledge that is not reliant on human reasoning but instead is gained from research.

For the positivist, knowledge can only be true, false, or meaningless . Basically, if something is not found to be true or false, it no longer holds any ground and is thus dismissed.

Let’s look at an example, based on the question of whether God exists or not. Since positivism takes the stance that knowledge has to be empirically vigorous, the knowledge of whether God exists or not is irrelevant. This topic cannot be proven to be true or false, and thus this knowledge is seen as meaningless.

Kinda harsh, right? Well, that’s the one end of the spectrum – let’s look at the other end.

For the positivist, knowledge can only be true, false, or meaningless.

Research Philosophy 2: Interpretivism

On the other side of the spectrum, interpretivism emphasises the influence that social and cultural factors can have on an individual. This view focuses on  people’s thoughts and ideas , in light of the socio-cultural backdrop. With the interpretivist philosophy, the researcher plays an active role in the study, as it’s necessary to draw a holistic view of the participant and their actions, thoughts and meanings.

Let’s look at an example. If you were studying psychology, you may make use of a case study in your research which investigates an individual with a proposed diagnosis of schizophrenia. The interpretivist view would come into play here as social and cultural factors may influence the outcome of this diagnosis.

Through your research, you may find that the individual originates from India, where schizophrenic symptoms like hallucinations are viewed positively, as they are thought to indicate that the person is a spirit medium. This example illustrates an interpretivist approach since you, as a researcher, would make use of the patient’s point of view, as well as your own interpretation when assessing the case study.

The interpretivist view focuses on people’s thoughts and ideas, in light of the  socio-cultural backdrop.

Research Philosophy 3: Pragmatism

Pragmatism highlights the importance of using the best tools possible to investigate phenomena. The main aim of pragmatism is to approach research from a practical point of view , where knowledge is not fixed, but instead is constantly questioned and interpreted. For this reason, pragmatism consists of an element of researcher involvement and subjectivity, specifically when drawing conclusions based on participants’ responses and decisions. In other words, pragmatism is not committed to (or limited by) one specific philosophy.

Let’s look at an example in the form of the trolley problem, which is a set of ethical and psychological thought experiments. In these, participants have to decide on either killing one person to save multiple people or allowing multiple people to die to avoid killing one person. 

This experiment can be altered, including details such as the one person or the group of people being family members or loved ones. The fact that the experiment can be altered to suit the researcher’s needs is an example of pragmatism – in other words, the outcome of the person doing the thought experiment is more important than the philosophical ideas behind the experiment.

Pragmatism is about using the best tools possible to investigate phenomena.   It approaches research from a practical point of view, where knowledge is constantly questioned and interpreted.

To recap, research philosophy is the foundation of any research project and reflects the ontological and epistemological assumptions of the researcher. So, when you’re designing your research methodology , the first thing you need to think about is which philosophy you’ll adopt, given the nature of your research.

Onion Layer 2: Research Approach

Let’s peel off another layer and take a look at the research approach . Your research approach is the broader method you’ll use for your research –  inductive  or  deductive . It’s important to clearly identify your research approach as it will inform the decisions you take in terms of data collection and analysis in your study (we’ll get to that layer soon).

Inductive approaches entail generating theories from research , rather than starting a project with a theory as a foundation.  Deductive approaches, on the other hand, begin with a theory and aim to build on it (or test it) through research.

Sounds a bit fluffy? Let’s look at two examples:

An  inductive approach  could be used in the study of an otherwise unknown isolated community. There is very little knowledge about this community, and therefore, research would have to be conducted to gain information on the community, thus leading to the formation of theories.

On the other hand, a  deductive approach  would be taken when investigating changes in the physical properties of animals over time, as this would likely be rooted in the theory of evolution. In other words, the starting point is a well-established pre-existing body of research.

Inductive approaches entail generating theories from the research data. Deductive approaches, on the other hand, begin with a theory and aim to build on it (or test it) using research data.

Closely linked to research approaches are  qualitative and  quantitative  research. Simply put, qualitative research focuses on textual , visual or audio-based data, while quantitative research focuses on numerical data. To learn more about qualitative and quantitative research, check out our dedicated post here .

What’s the relevance of qualitative and quantitative data to research approaches? Well, inductive approaches are usually used within qualitative research, while quantitative research tends to reflect a deductive approach, usually informed by positivist philosophy. The reason for using a deductive approach here is that quantitative research typically begins with theory as a foundation, where progress is made through hypothesis testing. In other words, a wider theory is applied to a particular context, event, or observation to see whether these fit in with the theory, as with our example of evolution above.

So, to recap, the two research approaches are  inductive  and  deductive . To decide on the right approach for your study, you need to assess the type of research you aim to conduct. Ask yourself whether your research will build on something that exists, or whether you’ll be investigating something that cannot necessarily be rooted in previous research. The former suggests a deductive approach while the latter suggests an inductive approach.

Need a helping hand?

case study research onion

Onion Layer 3: Research Strategy

So far, we’ve looked at pretty conceptual and intangible aspects of the onion. Now, it’s time to peel another layer off that onion and get a little more practical – introducing research strategy . This layer of the research onion details how, based on the aims of the study, research can be conducted. Note that outside of the onion, these strategies are referred to as research designs.

There are several strategies  you can take, so let’s have a look at some of them.

  • Experimental research
  • Action research
  • Case study research
  • Grounded theory
  • Ethnography
  • Archival research

Strategy 1: Experimental research

Experimental research involves manipulating one variable (the independent variable ) to observe a change in another variable (the dependent variable ) – in other words, to assess the relationship between variables. The purpose of experimental research is to support, refute or validate a  research hypothesis . This research strategy follows the principles of the  scientific method  and is conducted within a controlled environment or setting (for example, a laboratory).

Experimental research aims to test existing theories rather than create new ones, and as such, is deductive in nature. Experimental research aligns with the positivist research philosophy, as it assumes that knowledge can only be studied objectively and in isolation from external factors such as context or culture.

Let’s look at an example of experimental research. If you had a hypothesis that a certain brand of dog food can raise a dogs’ protein levels, you could make use of experimental research to compare the effects of the specific brand to a “regular” diet. In other words, you could test your hypothesis.

In this example, you would have two groups, where one group consists of dogs with no changes to their diet (this is called  the control group) and the other group consists of dogs being fed the specific brand that you aim to investigate (this is called the experimental/treatment group). You would then test your hypothesis by comparing the protein levels in both groups.

Experimental research involves manipulating the independent variable to observe a change in the dependent variable.

Strategy 2: Action research

Next, we have action research . The simplest way of describing action research is by saying that it involves learning through… wait for it… action. Action research is conducted in practical settings such as a classroom, a hospital, a workspace, etc – as opposed to controlled environments like a lab. Action research helps to inform researchers of problems or weaknesses related to interactions within the real-world . With action research, there’s a strong focus on the participants (the people involved in the issue being studied, which is why it’s sometimes referred to as “participant action research” or PAR.

An example of PAR is a community intervention (for therapy, farming, education, whatever). The researcher comes with an idea and it is implemented with the help of the community (i.e. the participants). The findings are then discussed with the community to see how to better the intervention. The process is repeated until the intervention works just right for the community. In this way, a practical solution is given to a problem and it is generated by the combination of researcher and community (participant) feedback.

This kind of research is generally applied in the social sciences , specifically in professions where individuals aim to improve on themselves and the work that they are doing. Action research is most commonly adopted in qualitative studies and is rarely seen in quantitative studies. This is because, as you can see in the above examples, action research makes use of language and interactions rather than statistics and numbers.

Action research is conducted in practical settings such as a classroom, a hospital, a workspace, etc.   This helps researchers understand problems related to interactions within the real-world.

Strategy 3: Case study research

A case study is a detailed, in-depth study of a single subject – for example, a person, a group or an institution, or an event, phenomenon or issue. In this type of research, the subject is analysed to gain an in-depth understanding of issues in a real-life setting. The objective here is to gain an in-depth understanding within the context of the study – not (necessarily) to generalise the findings.

It is vital that, when conducting case study research, you take the social context and culture into account, which means that this type of research is (more often than not) qualitative in nature and tends to be inductive. Also, since the researcher’s assumptions and understanding play a role in case study research, it is typically informed by an interpretivist philosophy.

For example, a study on political views of a specific group of people needs to take into account the current political situation within a country and factors that could contribute towards participants taking a certain view.

A case study is an detailed study of a single subject to gain an in-depth understanding within the context of the study .

Strategy 4: Grounded theory

Next up, grounded theory. Grounded theory is all about “letting the data speak for itself”. In other words, in grounded theory, you let the data inform the development of a new theory, model or framework. True to the name, the theory you develop is “ grounded ” in the data. Ground theory is therefore very useful for research into issues that are completely new or under-researched.

Grounded theory research is typically qualitative (although it can also use quantitative data) and takes an inductive approach. Typically, this form of research involves identifying commonalities between sets of data, and results are then drawn from completed research without the aim of fitting the findings in with a pre-existing theory or framework.

For example, if you were to study the mythology of an unknown culture through artefacts, you’d enter your research without any hypotheses or theories, and rather work from the knowledge you gain from your study to develop these.

Grounded theory is all about "letting the data speak for itself" - i.e. you let the data inform the development of a new theory or model.

Strategy 5: Ethnography

Ethnography involves observing people in their natural environments and drawing meaning from their cultural interactions. The objective with ethnography is to capture the subjective experiences of participants, to see the world through their eyes. Creswell (2013) says it best: “Ethnographers study the meaning of the behaviour, the language, and the interaction among members of the culture-sharing group.”

For example, if you were interested in studying interactions on a mental health discussion board, you could use ethnography to analyse interactions and draw an understanding of the participants’ subjective experiences.

For example, if you wanted to explore the behaviour, language, and beliefs of an isolated Amazonian tribe, ethnography could allow you to develop a complex, complete description of the social behaviours of the group by immersing yourself into the community, rather than just observing from the outside.  

Given the nature of ethnography, it generally reflects an interpretivist research philosophy and involves an inductive , qualitative research approach. However, there are exceptions to this – for example, quantitative ethnography as proposed by David Shafer.

Ethnography involves observing people in their natural environments and drawing meaning from their cultural interactions.

Strategy 6: Archival research

Last but not least is archival research. An archival research strategy draws from materials that already exist, and meaning is then established through a review of this existing data. This method is particularly well-suited to historical research and can make use of materials such as manuscripts and records.

For example, if you were interested in people’s beliefs about so-called supernatural phenomena in the medieval period, you could consult manuscripts and records from the time, and use those as your core data set.

Onion Layer 4: Choices

The next layer of the research onion is simply called “choices” – they could have been a little more specific, right? In any case, this layer is simply about deciding how many data types (qualitative or quantitative) you’ll use in your research. There are three options – mono , mixed , and multi-method .

Let’s take a look at them.

Choosing to use a  mono method  means that you’ll only make use of one data type – either qualitative or quantitative. For example, if you were to conduct a study investigating a community’s opinions on a specific pizza restaurant, you could make use of a qualitative approach only, so that you can analyse participants’ views and opinions of the restaurant.

If you were to make use of both quantitative and qualitative data, you’d be taking a  mixed-methods approach. Keeping with the previous example, you may also want to assess how many people in a community eat specific types of pizza. For this, you could make use of a survey to collect quantitative data and then analyse the results statistically, producing quantitative results in addition to your qualitative ones.

Lastly, there’s  multi-method . With a multi-method approach, you’d make use of a wider range of approaches, with more than just a one quantitative and one qualitative approach. For example, if you conduct a study looking at archives from a specific culture, you could make use of two qualitative methods (such as thematic analysis and content analysis ), and then additionally make use of quantitative methods to analyse numerical data.

There are three options in terms of your method choice - mono-method,  mixed-method, and multi-method.

As with all the layers of the research onion, the right choice here depends on the nature of your research, as well as your research aims and objectives . There’s also the practical consideration of viability – in other words, what kind of data will you be able to access, given your constraints.

Onion Layer 5: Time horizon

What’s that far in the distance? It’s the time horizon. But what exactly is it? Thankfully, this one’s pretty straightforward. The time horizon simply describes how many points in time you plan to collect your data at . Two options exist – the  cross-sectional  and  longitudinal  time horizon.

Imagine that you’re wasting time on social media and think, “Ooh! I want to study the language of memes and how this language evolves over time”. For this study, you’d need to collect data over multiple points in time – perhaps over a few weeks, months, or even years. Therefore, you’d make use of a  longitudinal time horizon. This option is highly beneficial when studying changes and progressions over time.

If instead, you wanted to study the language used in memes at a certain point in time (for example, in 2020), you’d make use of a  cross-sectional  time horizon. This is where data is collected at one point in time, so you wouldn’t be gathering data to see how language changes, but rather what language exists at a snapshot point in time. The type of data collected could be qualitative, quantitative or a mix of both, as the focus is on the time of collection, not the data type.

Time horizon

As with all the other choices, the nature of your research and your research aims and objectives are the key determining factors when deciding on the time horizon. You’ll also need to consider practical constraints , such as the amount of time you have available to complete your research (especially in the case of a dissertation or thesis).

Onion Layer 6: Techniques and Procedures

Finally, we reach the centre of the onion – this is where you get down to the real practicalities of your research to make choices regarding specific techniques and procedures .

Specifically, this is where you’ll:

  • Decide on what data you’ll collect and what data collection methods you’ll use (for example, will you use a survey? Or perhaps one-on-one interviews?)
  • Decide how you’ll go about sampling the population (for example, snowball sampling, random sampling, convenience sampling, etc).
  • Determine the type of data analysis you’ll use to answer your research questions (such as content analysis or a statistical analysis like correlation).
  • Set up the materials you’ll be using for your study (such as writing up questions for a survey or interview)

What’s important to note here is that these techniques and procedures need to align with all the other layers of the research onion – i.e., research philosophy, research approaches, research strategy, choices, and time horizon.

For example, you if you’re adopting a deductive, quantitative research approach, it’s unlikely that you’ll use interviews to collect your data, as you’ll want high-volume, numerical data (which surveys are far better suited to). So, you need to ensure that the decisions at each layer of your onion align with the rest, and most importantly, that they align with your research aims and objectives.

In practical terms, you'll need to decide what data to collect, how you'll sample it, how'll collect it and how you'll analyse it.

Let’s Recap: Research Onion 101

The research onion details the many interrelated choices you’ll need to make when you’re crafting your research methodology. These include:

  • Research philosophy – the set of beliefs your research is based on (positivism, interpretivism, pragmatism)
  • Research approaches – the broader method you’ll use (inductive, deductive, qualitative and quantitative)
  • Research strategies – how you’ll conduct the research (e.g., experimental, action, case study, etc.)
  • Choices – how many methods you’ll use (mono method, mixed-method or multi-method)
  • Time horizons – the number of points in time at which you’ll collect your data (cross-sectional or longitudinal)
  • Techniques and procedures (data collection methods, data analysis techniques, sampling strategies, etc.)

Saunders research onion

Psst... there’s more!

This post was based on one of our popular Research Bootcamps . If you're working on a research project, you'll definitely want to check this out ...

61 Comments

Kapsleisure@yahoo.com

This is good

Patience Nalavwe

Wow this was sooo helpful. I don’t feel so blank about my research anymore. With this information I can conquer my research. Going ‘write’ into it. Get it write not right hahahaha

Botho

I am doing research with Bolton University so i would like to empower myself.

Arega Berlie

Really thoughtful presentation and preparation. I learnt too much to teach my students in a very simple and understandable way

Mongoose ratel

Very useful, thank you.

Derek Jansen

You’re most welcome. Good luck with your research!

davie nyondo

thanks alot for your brief and brilliant notes

Osward Lunda

I am a Student at Malawi Institute of Management, pursuing a Masters’ degree in Business Administration. I find this to be very helpful

Roxana

Extremely useful, well explained. Thank you so much

Khadija Mohammed

I would like to download this file… I can’t find the attachment file. Thanks

abirami manoj

Thank you so much for explaining it in the most simple and precise manner!

Tsega

Very thoughtful and well expained, thanks.

Samantha liyanage

This is good for upgrade my research knowledge

Abubakar Musa

I have enjoying your videos on YouTube, they are very educative and useful. I have learned a lot. Thanks

Ramsey

Thank you this has really helped me with writing my dissertation methodology !

Kenneth Igiri

Thanks so much for this piece. Just to be clear, which layer do interviews fit in?

janet

well explained i found it to be very engaging. now i’m going to pass my research methods course. thank you.

aleina tomlinson

Thank you so much this has really helped as I can’t get this insight from uni due to covid

Abdullah Khan

well explained with more clarity!

seun banjoko

this is an excellent piece i find it super helpful

Lini

Beautiful, thank you!

Lini

Beautiful and helpful. Thank you!

Lydia Namatende-Sakwa

This is well done!

Sazir

A complex but useful approach to research simplified! I would like to learn more from the team.

Aromona Deborah

A very simplified version of a complex topic. I found it really helpful. I would like to know if this publication can be cited for academic research. Thank you

You’re welcome to cite this page, but it would be better to cite the original work of Saunders.

Giovanni

Thirteen odd years since my MSc in HRM & HRD at UoL. I’d like to say thank you for the effort to produce such an insightful discussion of a rather complex topic.

Moses E.D Magadza

I am a PhD in Media Studies student. I found this enormously helpful when stringing together the methodology chapter, especially the research philosophy section.

Mark Saunders

Hello there. Thank you for summarising the work on the onion. A more recent version of the onion (Saunders et al., 2019) refers to ‘methodological choices’ rather than choices. This can be downloaded, along with the chapter dealing with research philosophies at: https://www.researchgate.net/publication/330760964_Research_Methods_for_Business_Students_Chapter_4_Understanding_research_philosophy_and_approaches_to_theory_development or https://www.academia.edu/42304065/Research_Methods_for_Business_Students_Chapter_4_Understanding_research_philosophy_and_approaches_to_theory_development_8th_edition

Lillian Sintufya

Thank you Mark Saunders. Your work is very insightful

Yvonne

Thank you for the update and additional reading Mark, very helpful indeed.

PRASAD VITHANAGE

THROUGHLY AND SIMPLY BRIEFED TO MAKE SENSE AND A CLEAR INSIGHT. THANK YOU, VERY MUCH.

KAPANSA

Thank you for the sharing the recent version of the Onion!

John Bajracharya

I want to keep it in my reference of my assignment. May I??

David Bell

Great summary, thank you taking the time to put this together. I’m sure it’s been a big help to lots of people. It definitely was to me.

Justus Ranganga

I love the analysis… some people do not recognize qualitative or quantitative as an approach but rather have inductive, abductive, and deductive.

Modise Othusitse

This has been helpful in the understanding of research . Thank you for this valuable information.

Joy Chikomo

Great summary. Well explained. Thank you, guys.

Nancy Namwai Mpekansambo

This makes my fears on methodology go away. I confidently look forward to working on my methodology now. Thank you so much I ma doing a PhD with UNIMA, School of Education

rashmk

simple and clear

Maku Babatunde

Simple guide to crafting a research methodology. Quite impactful. Thank you

Thank you for this, this makes things very clear. Now I’m off to conquer my research proposal. Thanks again.

purusha kuni

Thank you for this very informative and valuable information. What would the best approach be to take if you are using secondary data to form a qualitative study and relying on industry reports and peer journals to distinguish what factors influence the use of say cryptocurrency ?

W. W. Tiyana. R

Thanks for providing the whole idea/knowledge in the simplest way with essential factors which made my entire research process more efficient as well as valuable.

Netra Prasad Subedi

what is about research design such as descriptive, causal-comparative, correlation, developmental where these fall in the research onion?

Ilemobayo Meroko

This is very helpful. Thank you for this wonderful piece. However, it would be nicer to have References to the knowledge provided here. My suggestion

AKLILU ASSEFA ADATO

This material is very important for researchers, particularly for PhD scholars to conduct further study.

Adetayo Ayanleke

This was insightful. Thank you for the knowledge.

WENDYMULITE

Thank you for the wonderful knowledge !Easy to understand and grasp.

PETER BWALYA

thanks very much very simple. will need a coach

Tanuja Tambwekar

Hi this is a great article giving much help to my research. I just wanted to mention here that the example where you mentioned that ” schizophrenic symptoms like hallucinations are viewed positively, as they are thought to indicate the person is a spirit medium” is completely false as those are different cases and a bit out of context here. We are medically and psychologically well versed and obviously understand the difference between the two. As much as I am grateful to this article I would like to suggest you to give proper examples.

Osman Sadiq

Thank you very much, sincerely I appreciate your efforts, it is insightful information. Once again I’m grateful .

Ahtasham Faroq

In short, a complete insight of and for writing research methodology.

kuchhi

This information was very helpful, I was having difficulties in writing my methodology now I can say I have the full knowledge to write a more informative research methodology.

Amali

Thank you so much for this amazing explanation. As a person who hasn’t ever done a research project, this video helped me to clear my doubts and approach my research in a clear and concise manner. Great work

Asif Azam

very well explained , after going through this there is no need any material to study . a very concise and to the point.

Santulan Chaubey

I have one small query. If I choose mixed -methods (quantitative and qualitative techniques), Then, my research Philosophy will also change to both Positivists and Interpretivist. Isn’t?

GILBERT CHIPANGULA

well explained and thank you

Charlene Kaereho

Thanks for this presentation. Quite simple and easy to understand, and to teach others.

Wei Leong Yong

Hello! Having made a decision to use a particular research philosophy, how then do we go about justifying that choice with references? Thank you.

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case study research onion

Understanding the Research Onion (Saunders et al., 2015)

Nephtali Tshitadi

  • January 18, 2024

Research Onion

  • Published: Jan. 18, 2024

This article provides a comprehensive guide to understanding and writing a compelling and effective research methodology chapter of your thesis/dissertation, focusing specifically on the research onion framework by Saunders, Lewis, and Thornhill (2016) .

Table of Contents

Introduction.

Research is an incredibly important tool for understanding and navigating through the world around us. It is defined as a systematic and structured process of gathering data, analyzing information, and drawing conclusions in order to answer research questions or address a specific problem. Research plays a crucial role in shaping policies, decision-making, validating existing ideas, and gaining insights into how the world operates (Sujatha, 2016)

However, conducting research is not an easy task. It often involves a continuous process of inquiry and response, leading to a multitude of questions such as: where do I start from? What research questions should I formulate? What research design or philosophy is best for my study? How do I select the suitable method for data collection/analysis? 

Recent statistics show that academic research demands rigorous commitment and resilience. A study by Styger Vuuren and Heymans (2014) revealed that, in South African universities , the dropout rates for Master’s degrees ranged from 30% to 67% , while for doctoral degrees, the rates were between 50% and 68% . Similarly, Bekova and Dzhafarova (2019) reported that the dropout rate for certain Ph.D. programs in Spain ranges 70% to 90% , while in Australia , it was approximately 30% , and around 50% in the USA . Even the most developed European countries face 40% to 50% dropout rate of engineering students during their first year, and the rate can be as high as 80% for some engineering disciplines (Sultana et al., 2017; Kabashi et al., 2022).

The high dropout rates for postgraduate students can be attributed to a multitude of factors, including individual, institutional, and sociodemographic considerations.

Individual-related factors such as mental health, regret, anxiety, and age have been identified as potential contributors to dropout intentions among postgraduate students (Peng et al., 2022; Nadeem & Palaniappan, 2021). Additionally, the demanding nature of postgraduate studies, inadequate research preparation, and insufficient institutional and financial support have been highlighted as intrinsic (student-related) and extrinsic (institutional-related) factors influencing dropout rates (Cobbing et al., 2017). Furthermore, gender disparities and educational equality have been associated with higher dropout rates among postgraduate female students compared to their male counterparts (Alabi et al., 2019). Socioeconomic factors, such as the cost of education and economic background, have also been recognized as influential in student dropout from postgraduate studies (Nadeem, Palaniappan & Haider, 2021).

Furthermore, institutional factors, such as inexperienced and overburdened supervisors, inadequate research preparation, and insufficient institutional and financial support, have also been recognized as contributors to the high dropout rates for postgraduate students (Cobbing et al., 2017; Styger et al., 2014). Furthermore, the lack of adequate computer literacy, typing skills, and effective internet usage among postgraduate students has been identified as a challenge, particularly in the context of coursework and research (Havenga & Sengane, 2018).

The lack of proper guidance or academic counseling is yet another factor that has been identified as a significant obstacle contributing to the dropout rates of postgraduate students (Schmidt & Umans, 2014; Deri, 2022). Without proper career guidance or academic counseling, students may find themselves in courses that do not align with their interests or career aspirations, leading to dissatisfaction, prolonged or non-completed  studies (Schmidt & Umans, 2014) and, eventually, dropout. Additionally, the lack of experience and competencies in academic writing has been cited as a barrier to progression for PhD students (Litalien & Guay, 2015).

However, despite the complexity and challenges of conducting research, it is important to highlight that there are many resources and tools available to help researchers navigate the process and write a compelling and effective research methodology chapter. One such resource is the research onion framework (Saunders et al., 2016), which provides a comprehensive structure for conducting research and effectively organizing the methodology chapter. The framework provides a roadmap to guide a researcher from the initial stage of a project to the finished product.

In this comprehensive article, we will delve deeper into the research onion framework and explore in detail how it can be effectively used to write a compelling research methodology chapter for your dissertation/thesis. We will also discuss some common misconceptions about research methods and how understanding the onion can help researchers avoid these errors.

1. Defining the Research Onion

The research onion is a concept that describes the stages of planning and designing a research project. It is a metaphorical model used in research methodology to illustrate the various layers or stages involved in the research process. It is based on the idea of layering, with each layer representing a different stage of the research process.

case study research onion

As the word suggests, this process is similar to peeling an onion; as you go deeper into your research project, you will see more layers that need to be peeled off before reaching the core of your data analysis. Each layer of the onion represents a different step in the process of conducting research, and each step builds upon the previous one. The main idea behind the research onion is that researchers need to understand how their decisions at each stage can affect the quality and validity of their findings.

The concept was first developed by Saunders, Lewis, and Thornhill (2009) to visualize the research process and the various stages researchers must go through to achieve a successful outcome. 

The research onion consists of six layers: (1) the research philosophy, (2) the research approach, (3) the research strategy, (4) the research choice, (5) the time horizon, and (6) the data sources. Each layer of the onion has a unique purpose and is fundamental to the success of a research project. The overall research will likely suffer if any of these layers is neglected. Therefore, researchers need to understand the research onion concept and how the layers interact with each other. This understanding can give them the confidence to accurately plan, design, and execute their research projects and ensure that the results are valid and reliable. 

2. The Research Onion's Layers

The diagram below shows the structure of the onion and how each layer provides a different perspective on the research process:

case study research onion

2.1. Research Philosophies

The first layer of the research onion is the research philosophy. This is the outermost layer and represents the researcher’s underlying philosophical beliefs and assumptions. Research philosophy is about how you view the world. It includes your beliefs about the nature of the truth you are investigating: WHAT is important, and WHY is it important?

As such, the researcher should be able to answer the following questions: what personal values do you bring to the topic? How will they influence your choice of methodologies and procedures? What impact might they have on the validity of your results? Bajpai (2011) suggested the research philosophy helps you decide what types of data to collect, how to collect it, and how to analyze it.

Academic studies frequently adopt four distinct philosophical orientations in research: positivism, interpretivism, pragmatism, and realism (Saunders et al., 2007; Žukauskas, Vveinhardt, & Andriukaitienė, 2018).

1.1. Positivism

Positivism is based on the assumption that the world is objective and that scientific methods are the best way to understand it. The advocates of positivism support the idea of objectivism. In other words, reality can be known objectively through systematic observation and measurement. From this viewpoint, researchers are considered objective observers who examine phenomena that are independent of them (Rehman and Alharthi, 2016). They use symbols and words to describe things as they exist without any interference (Rehman & Alharthi, 2016).

The positivist approach is fundamentally rooted in scientific methods, diligently attempting to explain the underlying causes and effects of various phenomena. It is particularly well-suited for quantitative studies, where researchers employ techniques such as surveys, experiments, and simulations to rigorously gather and analyze data (Holden & Lynch, 2004).

1.2. Interpretivism

Interpretivism focuses on understanding human behaviour by closely examining people’s experiences, interpretations, and perspectives (Bajpai, 2011). The advocates of positivism support the idea of subjectivism. They believe reality is subjective and there are no universal truths (Saunders et al., 2009). This means truth must be created and interpreted subjectively. Individuals must make sense of their own experiences to understand and interpret the world around them. Interpretivism often uses qualitative methods such as interviews, focus groups and observations to collect data (Bajpai, 2011).

1.3. Pragmatism

Pragmatism is a philosophical approach that emphasizes practicality or usefulness as the ultimate criterion for judging truth (Saunders et al., 2009). In other words, pragmatism is committed to using evidence and reason to determine what works best in the real world. It focuses on practical outcomes rather than abstract theories. Pragmatist researchers believe in the efficacy of using practical experience and empirical evidence to determine the truth or falsity of propositions.

The meaning of concepts or ideas cannot be ascertained apart from their use in the context of actual situations. Pragmatism is often contrasted with the epistemological perspective, which holds that knowledge can be derived from a source independent of experience. The following research methods are commonly associated with Pragmatism: empirical observation, experimentation, and survey research.

1.4. Realism

Realism is a philosophical position that believes that the world is fundamentally the same as it is in reality and that the only thing that really matters is what is real. Researchers who adhere to this view believe that there are facts out there that exist independently of human thought or perception. While our perceptions may influence what we observe, ultimately the real world exists outside of our experience or belief. As a result, science can provide us with knowledge about these objective realities (Bajpai, 2011).

Despite the inherent disparities among these philosophical approaches, it’s important to note that one isn’t inherently superior to the others. Instead, researchers may tend to gravitate towards a particular philosophy based on their preferences and the nature of their research (Podsakoff et al., 2012).

2.2. Research Approaches

The second layer of the research onion is the research approach. The onion suggests that a research approach must be selected once the appropriate methodology is chosen. 

According to Saunders et al (2015), there are two main approaches to research: inductive and deductive .

2.1. Inductive research

Inductive research is a type of inquiry that starts with specific observations or experiences and then generalizes them to form theories or hypotheses. The inductive approach is based on interpretivism (Temitope and Udayangani, 2015). This means that the researcher uses his or her personal experiences, observations, and knowledge to form theories that explain the phenomenon being studied. For this reason, inductive research is often considered a more qualitative approach than deductive research.

For example:  suppose you are interested in how people use social media to learn about products. In that case, you might start by collecting data through surveys or interviews, asking people about their experiences buying products online or offline and then draw conclusions based on those interviews. We can see here that the researcher goes from specific to general levels of focus.

As outlined by Bryman and Bell (2011), the inductive approach is predominantly employed in qualitative research. This is particularly advantageous because it obviates the necessity for a guiding theory, which, in turn, diminishes the likelihood of researcher bias during the data gathering phase.

Figure 2 below provides a visual representation of the procedural steps entailed in conducting research utilizing an inductive approach:

case study research onion

2.2. Deductive research

Deductive research starts with a hypothesis or theory that has been established by previous research and then seeks evidence to support or reject it. Here, the researcher goes from general principles to make predictions about what will happen in a specific situation. This approach is based on positivism, i.e. the researcher uses objective methods to gather data from many sources in order to make generalizations about human behavior.

2.3. Research Strategies

2.4. methodological choices, 2.5. time horizons, 2.6. data collection & analysis techniques, common mistakes to avoid.

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research onion

The Research Onion: peeling back the layers

Embarking on a research journey involves navigating through various layers of complexity, each contributing to the richness and depth of the study. The metaphorical “research onion,” proposed by Saunders et al., provides a systematic framework for comprehending the multifaceted nature of research design. In this post, we’ll peel back the layers of the research onion, exploring its components and elucidating how it guides researchers through the intricacies of the research process.

The Concept of the Research Onion:

The research onion is a metaphorical model that visualizes the layers of a research study, emphasizing the progression from broad philosophical assumptions to specific research methods and techniques. Developed by Mark Saunders, Philip Lewis, and Adrian Thornhill, the research onion encourages researchers to consider each layer systematically, ensuring a cohesive and well-structured study.

Layers of the Research Onion:

  • The outermost layer of the research onion encompasses philosophical assumptions, representing the researcher’s worldview and guiding principles. This layer includes ontological (nature of reality), epistemological (nature of knowledge), and methodological (nature of inquiry) considerations.
  • Beneath the philosophical assumptions lies the paradigm layer, where researchers choose a specific research approach. Common paradigms include positivism, interpretivism, and pragmatism. The chosen approach shapes the overall research design and influences the methods employed.
  • The strategies layer involves selecting the overarching research strategy that aligns with the chosen paradigm. Strategies may include experiments, surveys, case studies, or action research. This layer guides the overall structure of the study and the type of data collected.
  • Moving further inward, the time horizon layer addresses the temporal scope of the research. Researchers decide whether their study will be cross-sectional or longitudinal, influencing the duration and timeframe of data collection.
  • The data layer involves selecting specific methods for gathering data. Common methods include surveys, interviews, observations, and document analysis. This layer is crucial for collecting relevant and reliable data aligned with the research questions.
  • Sampling decisions are made in the sample layer, determining the characteristics and size of the study’s sample. Researchers choose between probability and non-probability sampling methods, aiming for a representative and applicable sample.
  • The analysis layer involves selecting appropriate techniques for analyzing the collected data. Quantitative studies may use statistical methods, while qualitative studies may employ thematic analysis or grounded theory. This layer ensures the meaningful interpretation of data.
  • At the core of the research onion lies ethical considerations. Researchers must address ethical issues related to participant consent, confidentiality, and the overall integrity of the study. Ethical considerations are integral to conducting responsible and respectful research.

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Benefits of the Research Onion Model:

  • The research onion provides a systematic approach to decision-making at each layer, ensuring that choices align with the overarching goals of the study.
  • By considering each layer of the onion, researchers can create a coherent and well-designed study that aligns with their philosophical assumptions and paradigmatic choices.
  • The model allows for flexibility, enabling researchers to adapt their approach based on the nature of the research questions, available resources, and the context of the study.
  • The research onion serves as a communication tool, allowing researchers to clearly articulate their philosophical stance, research approach, and methodological choices to peers and stakeholders.

The research onion stands as a guiding metaphor, leading researchers through the layers of complexity inherent in the research process. By systematically considering each layer, researchers can design studies that are methodologically robust, ethically sound, and aligned with their overarching research goals. As you embark on your research journey, let the layers of the research onion guide you, ensuring a thoughtful and comprehensive approach to the exploration of knowledge and discovery.

Recommended reading

case study research onion

Saunders, M., Thornhill, A., & Lewis, P. (2023). Research Methods for Business Students. Pearson. (Click to view on Amazon #Ad)

Research Methods for Business Students  has been fully revised for this ninth edition and continues to be the market-leading textbook in its field, guiding hundreds of thousands of student researchers to success in their research methods modules, research proposals, projects and dissertations. From the creators of ‘the Research Onion”.

case study research onion

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The Layers of Research Design

Profile image of Mark N K Saunders

2012, The Layers of Research Design

Within this article we use the metaphor of the “Research Onion” (Saunders et al., 2012: 128) to illustrate how these final elements (the core of the research onion) need to be considered in relation to other design elements (the outer layers of the research onion). It is the researcher’s understandings and associated decisions in relation to these outer layers that provide the context and boundaries within which data collection techniques and analysis procedures will be selected. Please note, this is the published version and has been uploaded with permission from Karen Moxom (ANLP) Please note, with Pearson's permission I have uploaded the proofs of chapter 4 for the 7th edition of Research Methods for Business Students (published in August 2015) to academia.edu. This contains the latest version of the research onionademia.edu. The direct link is: https://www.academia.edu/13016419/Research_Methods_for_Business_Students_Chapter_4_Understanding_research_philosophy_and_approaches_to_theory_development_

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After many years of working with undergraduate, postgraduate and research students we recognise only too well the struggles that they often experience wrestling with the somewhat strange and seemingly obtuse language used to describe research philosophy. We once experienced similar difficulties and empathise with the confusion and lack of confidence that flows from being unclear whether you have really understood terms such as methodology, ontology or epistemology. We set out to produce a text that dealt with two problems. The first was to provide something that guides novice researchers through the whole process from identifying a topic to the writing up of findings via engagement with the literature and a brief overview of both qualitative and quantitative techniques. The second problem we wanted to tackle related to what we often refer to as ‘the ologies’. Here we wanted to offer a structured approach to familiarising yourself with the terminology and to demonstrate how a nested set of descriptions builds towards a coherent, comprehensive and consistent articulation of your research paradigm. We are indebted to our colleagues for their help in delivering on the first of these two problems in the first edition of the book. This was achieved at a pace which seemed frankly ridiculous but which produced a remarkably coherent guide for novice researchers. Despite positive feedback on many aspects of the first edition from both students and colleagues, we were however convinced that we could improve in relation to ‘the ologies’. For this reason, the second edition features some relatively minor changes to many chapters and a complete rewrite of our account of research philosophy. Central to the revised text is the methods map (see Chapter 4), which sets out a logical process for researchers to articulate their position in relation to five key aspects of their research philosophy. We have road tested this approach with many colleagues and students to ensure that it is clear and concise. In addition, we have developed a free app to accompany the book and this enables novice researcher to quickly develop a comprehensive justification of their particular research design in an interactive way. We would acknowledge that the methods map makes some simplifications and would suggest that for all but the most sophisticated of purposes, this is entirely appropriate. Indeed, if you are well enough versed in the philosophical nuances of knowledge explored in the method map then you are probably not part of our intended audience since you already possess the skills, confidence and capacity to articulate and defend the underpinning philosophical assumptions of your research. For everyone else, we hope that the second edition of Research Methods for Business and Management helps demystify the dreaded ‘ologies’.

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Research Methods for Business Students

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This is the proof copy of the Preface, Contents pages and Chapter 4 from the 9th edition, published in March 2023. It is uploaded with full permission from Pearson. The chapter introduces the research onion, defines ontology, epistemology and axiology, and explain their relevance to business research; explains the main research paradigms that are significant for business research; explains the relevance for business research of philosophical positions of positivism, critical realism, interpretivism, postmodernism and pragmatism; helps you reflect on and articulate your own philosophical position in relation to your research; Discusses and explains deductive, inductive, and abductive approaches to theory development. It also contains a tool developed by Alexandra Bristow and Mark Saunders called 'HARP' that will help you diagnose your own research philosophy.

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Introductory note on scope and limitations: • The classification is focused on social and behavioral sciences, but the principles are general. • It is a resource for students in a one-semester course in research methods (for many the only course in research methods they will take), so it is selective rather than encyclopedic. • It started out as a guide through Wildemuth 2017 Application of social research methods to questions in Information and Library Science t. So the selection of topics included in parts 3 - 5 largely follows Wildemuth; the topic sequence is different. • There are many definitions, explanations, and/or examples, some from me ({DS}), others assembled from many sources given in {} (see list at the end); source tracking is not complete. Annotations represent different perspectives with some disagreement and some repetition. • While independence of dimensions is desirable, reality is not so simple. Two dimensions may look at the same conceptual distinction from different perspectives or overlap in other ways. • Distinction are rarely dichotomous but rather the two ends of a continuum. • Research, research design, and (research) study are used somewhat interchangeably, with word choice depending on context. Wildemuth chapters are indicated by ● , e.g., ●Quasi-experimental Studies. W-Ch. 11, p. 91 – 102 Tip: To find a concept number, search for the number followed by a space

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Saunders Research Onion: A Guide To Building Research Methodology Chapter For Master’s And PhD Students

by bookmyphdeditor.com | Jan 17, 2023 | PhD | 0 comments

case study research onion

As a Master’s or PhD student, one of the most critical components of your research project is the methodology chapter. This section of your thesis outlines the framework you’ll use to answer your research question or hypothesis. One useful tool to help you structure your methodology chapter is the Saunders Research Onion.

Developed by Professor Mark Saunders, the Saunders Research Onion is a unique and versatile research framework that can help guide you through the process of conducting and reporting research. In this article, we’ll take a closer look at the Saunders Research Onion and show you how to use it to structure your methodology chapter.

What is the Saunders Research Onion?

The Saunders Research Onion is a multi-layered model that depicts the various stages involved in conducting research. The onion model features six layers, with each layer representing a different aspect of the research process. The layers of the onion model include:

  • Research Philosophies
  • Research Approaches
  • Research Strategies
  • Research Choices
  • Time Horizons
  • Techniques and Procedures (Data Collection and Data Analysis Methods)

Each layer builds on the previous one and helps to clarify and refine the research process. By using the Saunders Research Onion, you can create a structured and logical approach to conducting and reporting your research.

The first layer of the Saunders Research Onion is the Research Philosophy layer, which is an essential aspect of research methodology. It is concerned with the underlying assumptions and beliefs that guide the research process. This layer comprises three sub-layers: Epistemology, Ontology, and Axiology.

Epistemology is concerned with the nature of knowledge and how it can be acquired. The three dominant paradigms within epistemology are Positivism, Realism, and Interpretivism. Positivism holds that knowledge can only be gained through empirical observation and scientific methods. Realism posits that there is an objective reality that exists independently of the observer, and that knowledge can be acquired through direct observation of this reality. Interpretivism, on the other hand, suggests that reality is subjective and that knowledge is acquired through interpretation and understanding of the social world.

Ontology , the second sub-layer of research philosophy, is concerned with the nature of reality and the assumptions that underpin it. There are three dominant paradigms within ontology, namely Objectivism, Constructivism, and Pragmatism. Objectivism posits that there is a single objective reality that exists independently of the observer. Constructivism suggests that reality is socially constructed and that it is shaped by the individual’s experiences and interactions with the world. Pragmatism posits that reality is constructed through the individual’s experiences and interactions with the world, and that the truth is relative to the context in which it is defined.

The third sub-layer of Research Philosophy is Axiology , which is concerned with the values and ethical considerations that guide the research process. It includes considerations such as ethical principles, cultural values, and political beliefs. Axiology is essential to ensure that the research is conducted in a manner that is ethical and reflects the values of the research community.

It is crucial for researchers to understand the different paradigms within epistemology and ontology, as well as the ethical considerations within axiology. This understanding helps researchers to select an appropriate research methodology that is aligned with their research question and objectives. Moreover, this understanding enables researchers to critically evaluate existing literature and to select appropriate research methods for their studies.

The research approach you choose will depend on your research question and the nature of your research problem. Saunders Research Onion identifies two main research approaches – deductive and inductive.

Deductive approach : In the deductive approach, researchers start with a theory and then test it through empirical data collection. The researcher will develop a hypothesis and then collect data to confirm or refute the hypothesis. This approach is commonly used in quantitative research.

Inductive approach : The inductive approach, on the other hand, is where the researcher starts with a set of observations or data and then tries to develop a theory or explanation based on the patterns that emerge. This approach is common in qualitative research.

Research strategies refer to the specific techniques or methods used to collect and analyze data. Saunders Research Onion identifies several research strategies:

Experiment: In an experiment, the researcher manipulates one or more independent variables to observe their effect on a dependent variable. This research strategy is typically used in laboratory settings.

Survey: In a survey, the researcher collects data from a sample of participants using questionnaires, interviews, or online surveys. This strategy is commonly used in social sciences and business research.

Case Study: In a case study, the researcher analyzes a specific case or phenomenon in depth, usually using multiple sources of data, such as interviews, documents, and observations. This strategy is commonly used in social sciences and business research.

Action research: In action research, the researcher collaborates with a group of participants to identify and solve a problem or improve a situation. This strategy is commonly used in organizational and educational research.

Grounded Theory: In grounded theory, the researcher develops a theory or explanation based on the patterns and themes that emerge from the data. This strategy is commonly used in qualitative research.

Ethnography: In ethnography, the researcher studies a particular culture or community in depth by collecting data through interviews, observations, and other sources. This strategy is commonly used in social sciences and anthropology.

Archival Research: In archival research, the researcher collects data from existing sources, such as historical documents, government records, or organizational archives. This strategy is commonly used in historical and legal research.

Research choices refer to the decision of the researcher to use a single method, multiple methods, or mixed methods in their research. Saunders Research Onion identifies three research choices:

Mono method: In mono-method research, the researcher uses a single research method, either qualitative or quantitative, to collect and analyze data.

Multi-method: In multi-method research, the researcher uses multiple research methods, either qualitative or quantitative, to collect and analyze data.

Mixed-method: In mixed-method research, the researcher uses both qualitative and quantitative methods to collect and analyze data.

Time horizons refer to the duration of time over which data is collected. Saunders Research Onion identifies two types of time horizons:

Cross-sectional: In cross-sectional research, the researcher collects data at a single point in time.

Longitudinal: In longitudinal research, the researcher collects data over an extended period of time, often through repeated measurements or observations.

  • Techniques and Procedures – Data Collection and Data Analysis

Data collection and data analysis are critical components of research methodology, and they are also a part of the sixth layer of the Saunders Research Onion model. Techniques and procedures used for data collection and analysis will depend on the research approach, strategy, and time horizon selected by the researcher.

There are various data collection methods, including surveys, interviews, focus groups, observation, and experiments. Each method has its strengths and weaknesses, and the researcher must choose the most appropriate method based on the research objectives and the nature of the research question. It is also essential to consider ethical issues related to data collection, such as obtaining informed consent, maintaining confidentiality, and protecting participants from harm.

Data analysis techniques are also crucial for research methodology, and they can be broadly divided into two categories: qualitative and quantitative. Qualitative data analysis involves analyzing data in a non-numerical form, such as text, images, or videos. Common techniques for qualitative data analysis include content analysis, thematic analysis, and discourse analysis.

Quantitative data analysis, on the other hand, involves analyzing numerical data using statistical techniques. Common techniques for quantitative data analysis include descriptive statistics, inferential statistics, and regression analysis. It is important to choose the appropriate data analysis technique based on the type of data collected and the research question.

The Saunders Research Onion model is a valuable tool for structuring the research methodology chapter of a PhD thesis or Master-level dissertation. The model provides a step-by-step approach to research methodology, starting with the research philosophy and ending with the techniques and procedures for data collection and analysis. By using the model, researchers can ensure that their research methodology chapter is comprehensive, well-structured, and logically organized.

It is important to note that while the Saunders Research Onion model provides a useful framework for research methodology, it is not a one-size-fits-all approach. Researchers must carefully consider their research objectives, research question, and other contextual factors when selecting the appropriate research philosophy, approach, strategy, time horizon, and data collection and analysis techniques.

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Understanding the Research Onion

The research onion model.

The research onion model was presented by Saunders, Lewis and Thornhill in their book titled Research Methods for Business Students . This model aims to explain the different stages of writing a dissertation to help students create a better organised methodology. The below Research Onion model symbolically illustrates the ways in which different elements involved in the research could be examined to develop the final research design.

Research Onion

Layers of the Research Onion

The research onion consists of six main layers, which can be explained as:

It refers to the set of principles concerning the worldview or stance from which the research is conducted. It is usually studied in terms of ontology and epistemology. Here, ontology refers to the authenticity of the information and how one understands its existence, whereas epistemology refers to the valid information required for the research and how one can obtain it. Philosophical positions used in academic studies are often divided into positivism and interpretivism, where positivism assumes that knowledge is independent of the subject being studied, and interpretivism claims that individual observers have their own perception and understanding of reality. Hence positivist studies are often more scientific and result in testing phenomena, whereas interpretivist studies are often qualitative in nature.

Once the student has chosen the appropriate methodology, the research onion suggests that an appropriate research must be picked. The deductive approach starts with a specific hypothesis development based on the literature review that has been observed by the researcher, and gradually tries to test this hypothesis and check if it holds in particular contexts. In contrast, the inductive approach starts with observations that the researcher uses to create a new theory.

After this, the student is expected to devise the strategy of the study. The research onion suggests that strategies can include action research, experimental research, interviews, surveys, case study research or a systematic literature review. The strategy is chosen based on the data required for the research and the purpose of the study.

Choices of Methods

The research onion suggests mono-method, mixed method and multi-method as possible choices for conducting research. The mono-method comprises only one method for the study. The mixed method is based on the use of two or more methods of research and commonly refers to the use of qualitative and quantitative methodology. Finally, the multi-method uses a wider selection of methods.

Time Horizons

It refers to the time frame of the research. Generally, observations can be of two types based on time horizons, namely cross-sectional and longitudinal. The cross-sectional data is used when all observations are for a single point of time such as in most surveys. Longitudinal data, in contrast, implies the observations for a particular variable that are available for several years, quarters, months or days.

Data Collection and Analysis

This is the final layer of the research onion and consists of the techniques and procedures used. It is used to clearly explain the ways and purposes of the research conducted. At this stage, the student is expected to choose between the primary and secondary data and between qualitative and quantitative data collected from different sources. Data is considered the central piece in the research onion framework.

If you are struggling with choosing the right methods for your dissertation, feel free to use our methodology generator tool that uses elements of the research onion.

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Analysis of Saunders Research Onion

Saunders research onions

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1.0       introduction to saunders research onions.

The Saunders Research onion illustrates the stages involved in the development of a research work and was developed by Saunders et al, (2007). In other words, the onion layers give a more detailed description of the stages of a research process. It provides an effective progression through which a research methodology can be designed. Its usefulness lies in its adaptability for almost any type of research methodology and can be used in a variety of contexts (Bryman, 2012). Saunders et al (2012) noted that while using research onion one has to go from the outer layer to the inner layer. When viewed from the outside, each layer of the onion describes a more detailed stage of the research process (Saunders et al., 2007). Saunders et al sees research process as unwrapping of an onion layer by layer, for the inner layer to be seen the outer layer must be unwrapped first. For a goal to be achieved the right steps must be taken accordingly, this applies in research, cover one step first before proceeding to another.

1.1       The Layers of the Saunders research onions

The approach taken in using the research onion framework is to go from the outer layer to the inner layer of the research onion.

The outermost layer is the research philosophy which sets the stage for the research process and defines the method which is adopted as the research approach in the second step. In the third step, the research strategy is adopted, and the fourth layer identifies the time horizon.

The fifth step represents the stage at which the data collection methodology is identified. The benefits of the research onion are thus that it creates a series of stages under which the different methods of data collection can be understood, and illustrates the steps by which a methodological study can be described.

The Saunders research onion stages include:

  • Research philosophy
  • Research Approach
  • Research strategies
  • Research Choice
  • Research time horizon

1.2       Philosophy to Saunders research onions

A research philosophy refers to the set of beliefs concerning the nature of the reality being investigated (Bryman, 2012). It is the underlying definition of the nature of knowledge. Also, Research philosophies can differ on the goals of research and on the best way that might be used to achieve these goals (Goddard & Melville, 2004). These are not necessarily different, but the choice of research philosophy is defined by the type of knowledge being investigated in the research project (May, 2011).

There are three main philosophies that are significant in the research process.

Ontology – ontology is more or less the study of reality. It describes the nature of reality; what comes to mind when conducting the research and what relational impact does it possess on the society and surroundings. Ontology clears the difference between reality and how you perceive reality. Furthermore, it makes you learn how it influences the behavior of the people. Mainly, three philosophical positions come under the ontological worldview. Those are objectivism, constructivism and pragmatism. Goddard & Melville (2004) noted that it helps one to know how reality actually is and the effect it has on our environment and people living in the environment. Ontology differentiates the actually reality and how one sees reality . Ontology includes ; objectivism, constructivism and pragmatism. Objectivism makes you know a social event and the different meaning that different people attach to it. It differentiates the impact of social phenomena of different people. Constructivism proposes that it is people that create social phenomena; it is the opposite of objectivism. Pragmatism uses theories to identify a solution of a given issue. When compared with others it is relatively new, it is an alternative to others

Epistemology –  Epistemology is mostly used in scientific research and it is like that because it helps you in finding the information that you can prove without a doubt; in other words, it tries to find the common acceptable knowledge and address the facts accordingly. Here, you have to define the acceptable knowledge about the field of your research and give information on results after rigorous testing. Positivism, critical realism and interpretivism are the philosophical positions under the epistemology worldview.

Bryman (2012) noted that epistemology includes; positivism, realism and interpretivism. Positivism uses research question that can be tested. It helps you find explanation by using the generally accepted knowledge of the people. Realism allows one to use new methods of research. For you to know reality you have to carry out research first. It is similar to positivism, the difference is that realism does not support scientific method while positivism does. Interpretivism assists you to interpret how people see their action and others’ own. It helps to understand people’s culture and their participation in social life.

Axiology – Axiology helps you learn how valuables and opinions impact the collection and analysis of your research. Silverman (2013) noted that it make one understand the impact that peoples opinion have on collecting and analysing of research. It helps you to understand that people’s opinion maters a lot while carrying out a research.

1.2.1    Objectivism, Constructivism and Positivism

Objectivism makes you aware of a social phenomenon and their different meanings and influences these phenomena have on their actors. On the other hand, constructivism rather defers that social actors are responsible in creating a phenomenon. Conversely, constructivism suggests that the inherent meaning of social phenomena is created by each observer or group (Östlund et al, 2011). In this philosophy, one can never presume that what is observed is interpreted in the same way between participants and the key approach is to examine differences and nuances in the respondents understanding.

Positivism comes up with research questions and hypothesis that can be evaluated and analyzed. Common knowledge of the world can be measured and explained using Positivism. An example of it is the law of gravity.

Despite the inherent differences between these philosophical practices, one philosophy is not inherently better than the other, although researchers may favor one over the other (Podsakoffet al., 2012). The philosophy simply provides the justification for the research methodology. The methodology should be informed by the nature of the phenomena being observed.

1.3       Approach to Saunders research onions

Deductive and inductive are the two terms that the second layer of the research onion includes. Here, the previous layer of the onion has an effect on this one so it is important to know the research aim and its limitations.

1.3.1    The Deductive Approach

The deductive approach develops the hypothesis or hypotheses upon a pre-existing theory and then formulates the research approach to test it (Silverman, 2013). The deductive approach can be considered particularly suited to the positivist approach, which permits the formulation of hypotheses and the statistical testing of expected results to an accepted level of probability (Snieder & Larner, 2009). It is characterized as the development from general to particular: the general theory and knowledge base is first established and the specific knowledge gained from the research process is then tested against it (Kothari, 2004). However, a deductive approach may also be used with qualitative research techniques, though in such cases the expectations formed by pre-existing research would be formulated differently than through hypothesis testing (Saunders et al., 2007). Deductive approach uses questionnaire to create understanding of observation which allows you to compare different understanding of the people through empirical data. The data gathered helps to confirm or reject the question, the process can be repeated.

1.3.2    The Inductive

The inductive approach allows for you to create a theory rather than adopt a pre-existing one as in the deductive. This clearly outlines the difference in the two approaches. The inductive approach is characterized as a move from the specific to the general (Bryman & Bell, 2011). In this approach, there is no framework that initially informs the data collection and the research focus can thus be formed after the data has been collected (Flick, 2011). Although this may be seen as the point at which new theories are generated, it is also true that as the data is analyzed that it may be found to fit into an existing theory (Bryman & Bell, 2011). This method is commonly used for qualitative research. Interviews are carried out concerning specific phenomena and then the data may be examined for patterns between respondents (Flick, 2011). However, this approach may also be used effectively within positivist methodologies, where the data is analyzed first and significant patterns are used to inform the generation of results.

1.4       Strategies to Saunders research onions

The research strategy describes how the researcher intends to carry out the work (Saunders et al., 2007). The strategy can include a number of different approaches, such as experimental research, action research, case study research, interviews, surveys, or a systematic literature review.

1.4.1    experimental

Experimental research refers to the strategy of creating a research process that examines the results of an experiment against the expected results. It can be used in all areas of research, and usually involves the consideration of a relatively limited number of factors (Saunders et al., 2007).

1.4.2    Survey

Survey strategy of the research onion is often linked with the deductive approach. It is one of the finest and economical research strategy. You can collect rich and reliable data through this method. Surveys tend to be used in quantitative research projects, and involve sampling a representative proportion of the population (Bryman & Bell, 2011). The Survey strategy is mostly used to observe contributing variables among different data. It permits the collection of vast data that will be used to answer the research question.

1.4.3    Case Study

This strategy is focused on a one or more people or a single area. It can offer an insight into the specific nature of any example, and can establish the importance of culture and context in differences between cases (Silverman, 2013). This strategy is more useful in financial research. Case study research is the assessment of a single unit in order to establish its key features and draw generalizations (Bryman, 2012). This form of research is effective in financial research, such as comparing the experiences of two companies, or comparing the effect of investment in difference contexts.

1.4.4 Action research; This form of research is common in professions such as teaching or nursing, where the practitioner can assess ways in which they can improve their professional approach and understanding (Wiles et al., 2011). This strategy is used mainly to find the solution that can be used to solve a certain problem.

1.5       Choice to Saunders research onions

This is the fourth layer of the research onion, it is also known as research choice. This layer helps you to know whether it is fine to combine both quantitative and qualitative methodology or to use only one methodology. According to Saunders et al (2007), there are three outlined choices in the research onion that includes the Mono, Mixed and Multi method research choice or approach.

Mono method; when using this method you are required to gather one type of information; that is using either quantitative or qualitative methodology. You cannot combine the two.

Mixed method; this method permits one to combine quantitative and qualitative methodology in a research to create a precise set of data. According to (Flick, 2011), the mixed method combines methods to create a single dataset while the multi method is used where the research is divided into segments; with each producing a specific data set.

Multi-method; this method is similar with the mixed method because the two combines quantitative and qualitative methodology in a study. Although they are similar but still have their differences. While mixed method combines methodology to establish particular set of data, multi-method does not.

1.6       Time Horizon to Saunders research onions

The time horizon describes the required time for the completion of the project work. wo types of time horizons are specified within the research onion: the cross sectional and the longitudinal (Bryman, 2012).

1.6.1    Cross Sectional

The cross sectional time horizon is the one already established, whereby the data must be collected. This is used when the investigation is concerned with the study of a particular phenomenon at a specific time.

1.6.2    Longitudinal

A longitudinal time horizon for data collection refers to the collection of data repeatedly over an extended period, and is used where an important factor for the research is examining change over time (Goddard & Melville, 2004).

1.7       Analysis and Data collection

This is the sixth and last layer of the research onion; it is the innermost layer of Saunders research onion. The process used at this stage of the research contributes significantly to the study overall reliability and validity (Saunders et al., 2007). Data collection and analysis is dependent on the methodological approach used (Bryman, 2012). This layer explains how the data used in the research are collected and analysed. It also explains the source of data, the research design, the sample, the sample size, sample ethics, sample limitations, the research reliability and validity. The data collected could be primary data or secondary data. Primary data is a direct data, it is obtained directly from the source. Secondary data is the opposite of primary data, secondary data is indirect data.

1.7.1    Primary Data is defined as data collected from the source or first hand. This can be done via the use of several instruments questionnaires, oral or written interviews, etc

1.7.2    Secondary Data is derived from the work or opinions of other researchers (Newman, 1998).

1.8       Conclusion

This study has been able to describe the different layers of the Research onion by Saunders et al., 2007. Although surface, the study critically examines the onion and how it can be used as a guide to successfully develop a research work. You can also click to view Prof. Dino Schwaferts pdf File explanation of Saunders research onion [pdf-embedder url=”https://thesismind.com/wp-content/uploads/2019/06/Saunders_Research_Onion.pdf”]

Read more about literature review , problem statement , research methodology , journal publication , essay and thesis writing, project writing guideline.

Assignment Help UK (2017) Research Onion – Made easy to understand and follow. Retrieved from https://www.allassignmenthelp.co.uk/blog/research-onion-made-easy-to-understand-and-follow/?share=twitter&nb=1

Bryman, A. (2012). Social research methods (5th ed.). Oxford: Oxford University Press.

Essays, UK. (November 2018). Research Onion – Explanation of the Concept. Retrieved from https://www.ukessays.com/essays/sychology/explanation-of-the-concept-of-research-onion-psychology-essay.php?vref=1

Feilzer, M. Y. (2010). Doing mixed methods research pragmatically: Implications for the rediscovery of pragmatism as a research paradigm. Journal of Mixed Methods Research, 4(1), pp.6-16.

Flick, U. (2011). Introducing research methodology: A beginner’s guide to doing a research project.

Goddard, W. & Melville, S. (2004). Research Methodology: An Introduction, (2nd ed.) Oxford: Blackwell Publishing.

Gulati, P. M. (2009). Research Management: Fundamental and Applied Research, New Delhi: Global India Productions.

Institut Numerique, (2012). Research Methodology, http://www.institut-numerique.org/chapter-3-research-methodology-4ffbd6e5e339.

Kothari, C. R. (2004). Research methodology: methods and techniques. New Delhi: New Age International.

May, T. (2011). Social research: Issues, methods and research. London: McGraw-Hill International.

Monette, D.R., Sullivan, T. J., & DeJong, C. R. (2005). Applied Social Research: A Tool for the Human Services, (6th ed.), London:

Neuman, W. L. (2003). Social Research Methods: Qualitative and Quantitative Approaches, London: Allyn & Bacon.

Newman, I. (1998). Qualitative-quantitative research methodology: Exploring the interactive continuum. Carbondale: Southern Illinois University Press.

Östlund, U., Kidd, L., Wengström, Y., & Rowa-Dewar, N. (2011). Combining qualitative and quantitative research within mixed method research designs: a methodological review. International Journal of Nursing Studies, 48(3), pp. 369-383.

Podsakoff, P. M., MacKenzie, S. B., & Podsakoff, N. P. (2012). Sources of method bias in social science research and recommendations on how to control it. Annual Review of Psychology, 63, pp.539-569.

Saunders, M., Lewis, P., & Thornhill, A. (2007). Research Methods for Business Students, (6th ed.) London: Pearson.

Silverman, D. (2013). Doing Qualitative Research: A practical handbook. London: Sage.

Snieder R. & Larner, K. (2009). The Art of Being a Scientist: A Guide for Graduate Students and their Mentors, Cambridge: Cambridge University Press.

Wiles, R., Crow, G., & Pain, H. (2011). Innovation in qualitative research methods: a narrative review. Qualitative Research, 11(5), pp.587-604.

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Research Onion Model (by Saunders) Explained

January 16, 2021 by studymumbai Leave a Comment

Research Paper

The research onion, developed by Saunders and others, is an easy-to-understand diagram that shows the various stages that a researcher must take into account, in order to develop an effective research methodology (Saunders et al, 2012).

The research onion describe the various stages through which the researcher must pass when formulating an effective methodology. First, the researcher must define the research philosophy, then the appropriate research approach must be adopted. In the third step, the research strategy is adopted, and the fourth layer identifies the time horizon. In the fifth step, data collection methodology is identified.

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  • Research Philosophy: Positivism, Interpretivism, Realism
  • Research Approaches: Deductive, Inductive
  • Research Strategies: Experiment, Survey, Case Study, Grounded Theory, Ethnography, Observation, Action Research
  • Time Horizons: Cross-sectional, Longitudinal,
  • Data Collection Methods: Sampling, Secondary Data, Observation, Questionnaire.

Related: The compete research process explained

The main benefits of the research onion is that it provides an appropriate structure within which to frame the research inquiry. Your role as a researcher is to explain your choices and justify your position as you progress through each of the 5 stages.

Here’s an example of how to write research methodology based on the Research Onion .

Research philosophy for this research work will be based on interpretivism and qualitative research. The research approach will follow more of a deductive approach where we will start with a set of theories that are more general in nature, and then move towards understanding specific areas based on the data collected (Saunders et al, 2012). Basically, we will start with the bigger picture and try to understand the specifics based on the data collected.

Quantitative research involves gathering data that is entirely numerical whereas Qualitative Research involves gathering information that is not numerical, but it can be opinions, interviews, pictures, videos, observations, with focus being on understanding words than numbers (Walliman, 2006). Most of the qualitative data needed for research work is obtained from secondary sources such as interviews, observations, news articles from books, journals and the internet.

Research strategies include strategies such as Case Studies, Observation and Surveys.

  • A Case Study is basically collection of detailed information about specific groups, individuals or organization. Case studies research method is commonly used for qualitative analysis and is best suited to find out more about how and why questions, it allows researchers to obtain knowledge based on observation of phenomenon within contextually rich environment.
  • Observation research is another technique of qualitative research where researchers observe how participants behave in their natural environment. Here, researchers capture data based on what participants are doing and not really based on what they are saying or claiming.
  • Survey research involves asking participants (respondents) to express their thoughts, feeling, opinions on questions related to the topic being researched. Surveys can also be sent on e-mail or over the internet.

In terms of Time Horizons, this research will adopt more of a cross-sectional view, instead of longitudinal, so that it can take a look at how social media and traditional advertising is used by various kinds of businesses to target different age groups.

Research tends to be explanatory – it looks for reasons as to why particular things are happening, aiming to establish what the cause and effect relationships are in this specific situation. Or it can be exploratory – seeking insights into or asking questions about unfamiliar or complex situations. “Much enquiry in the real world is essentially some form of evaluation” (Robson 2002:6). Management research especially is often directed at solving a particular organisational problem, or improving organisational processes in specific way, or, one could undertake a more theoretical piece of work that focuses in detail on an issue in management thought.

Once all the data is collected, it is analysed to get more insights. The data will be read several times (if it is qualitative) in order to get familiar with it and to see how it can answer the research objectives. The data is analysed to look for patterns, relationships, connections in order to make relevant conclusions.

Saunders, M., Lewis, P. & Thornhill, A. (2012) “Research Methods for Business Students” 6th edition, Pearson Education Limited Walliman, N. (2006). Social research methods. SAGE Publications, Ltd https://www.doi.org/10.4135/9781849209939

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case study research onion

Towards an Explicit Research Methodology: Adapting Research Onion Model for Futures Studies

Journal of Futures Studies, December 2018, 23(2): 29–44

DOI:10.6531/JFS.201812_23(2).0003

A R T I C L E

Aleksandras Melnikovas, The General Jonas Žemaitis Military Academy of Lithuania Lithuania

This article explores the issues of developing the research methodology and construction of research design within the field of futures studies. The article analyzes systematic approach for developing a research methodology in business studies – the “research onion” model and examines the relevance and appropriateness of this model for futures studies. On the basis of the research onion model analysis, the research onion for futures studies is developed. The article delineates and explains seven steps of developing the research methodology and construction of research design for researching the future, starting with definition of main philosophical stance and gradually leading to the construction of the research design.

Keywords: Futures Studies, Methodology, Research Onion, Research Design.

Introduction

The beginning of acquaintance with futures studies might be quite complicated for students and scholars – the new field of study opens interesting and broad possibilities, however the core question before writing a thesis or dissertation usually stands out: “ What should I start with?” And, of course, methodology is one the most important aspects that should be addressed in the first place.

The experts in the field of futures studies claim that majority of methods came to futures studies from other fields (Bell, 2003; May, 2000), thus it might be said that futures studies is a rather flexible field of study having a great potential of adapting various techniques and methods. However, the lack of literature on methodology of futures studies makes it complicated to distinguish between different philosophies and methods thus building up a distinct research design is much of a task especially for futures studies newcomers. The majority of scholarly articles on methodology of futures studies focus on distinct methods and their implementation (Amara, 1991; Ramos, 2002; Saul, 2001), however the logic behind choosing one of them or the mixture of few is not quite clear. Although future studies for a certain period of time suffered from methodological chaos which put the legitimacy of futures studies as such under question (Delaney, 2002; R. Slaughter & R. A. Slaughter, 1999) a substantial amount of work of such foresight researchers as List (2005), Patomaki (2006), Saleh, Agami, Omran and El-Shishiny (2008), Inayatullah (2004, 2008, 2013), Poli (2011), Miller, Poli and Rossel (2013), Sardar and Sweeney (2016) and others has been done in order to increase the methodological coherence of the field. However, constantly changing and rather chaotic nature of modern social reality imposes the new challenges on futures studies – Sardar and Sweeney (2016) still question if existing futures studies methods can cope with researching the complex, contradictory and uncertain futures.

Exploration of future is not a recent phenomenon, though it is comparatively new approach for scientific studies (Delaney, 2002), therefore it is necessary to analyze the development of futures studies as a scientific approach in order to distinguish the basics for theoretical framework. Even though the methodology of futures studies is quite widely discussed within futurologists’ society, building up a decent futures research methodology is still much of a challenge due to the lack of coherent and systemized models of futures methodology development. In order to fill this gap and provide students and scholars with a tool for methodology development it would make sense to analyze existing systemic models within related fields. One of the existing models – so called “research onion”, developed by Saunders, Lewis and Thornhill (2016) for business studies is widely used in social sciences for construction of theoretical framework of the research. Muranganwa (2016) notices that research onion concepts create a firm basis for development of coherent and justifiable research design. Raithatha (2017) also claims that on the basis of the research onion model an appropriate research methodology can be designed step-by-step, thus it can be used as the main academic research model. Although the research onion is an efficient model widely used in social sciences (works of Raithatha (2017), Ramdhani, Mnyamana and Karodia (2017) in marketing), it is also used in exact sciences (work of Muranganwa, 2016 in computer science, Lloyd, 2012 in information technology). However, it is crucial to assess whether this model is suitable in the context of futures studies and adapt it to the specifics of researching the future.

Futures Studies: From Intuitive Forecast Towards Scientific Approach

People think about the future and prepare themselves for desirable and undesirable events on a constant basis. In psychology this phenomenon is known as future-oriented thinking – our plans, hopes, expectations, predictions and construction of possible scenarios of future outcomes – is a natural part of our mental life and in many cases has a potential to determine the present behavior (Aspinwall, 2005). Miller, Poli and Rossel (2013) define these efforts to know the future as “antic- ipation” or imagination of actions, which is, in fact, the way of thinking about the possible conse- quences of decisions that allows considering and evaluating future options. According to Miller, Poli and Rossel (2013) anticipation covers all ways of knowing the “later-than-now” thus forming the discipline of anticipation . Being an integral part of futures studies, discipline of anticipation focuses on the processes how later-than-now enters the reality, thus enabling the conscious use of future in the present (Miller, Poli, & Rossel., 2013). Similarly, Voros (2017) defines anticipation as a way of foresight. As a cognitive or methodological approach anticipation may be associated with explor- ative and predictive ways of thinking (Voros, 2017) and on individual level may be summarized by the demands to (Aspinwall, 2005; Miller et al., 2013; Molis, 2008; Voros, 2017):

  • Anticipate future situations and their possible impacts for himself/herself and surrounding people;
  • Decide on current actions, taking into account possible future scenarios;
  • Balance short-term and long-term interests to reach stated goals;
  • Determine and control the causes of significant events;
  • Enhance motivation, assuming that it is possible to improve the current situation.

Closer examination of these demands makes it obvious that future-oriented thinking and will to know the future on the individual level may be primarily associated with decision-making process. But the demand to know future rises not only on individual level – as Phillips (1973) claims, governments and leaders throughout the history made a lot of efforts to achieve foresight – from hiring astrologers to establishing special committees and even academies for futures research as a means of strategic planning. Thus the demand for futures studies may be originated from both – inner individual and external collective levels.

On the other hand, changeability and unpredictability are the main attributes of future as such, making it nearly impossible to apply modern investigative tools and expert systems, therefore many scientists put the “research ability” of the future and thus scientific basis of future studies under question. The main critics of researching the future may be summarized by following conclusions:

  • Social reality is constantly changing and developing in a non-repetitive way, therefore scientific prediction as such is impossible (Popper, 1965).
  • Scientific predictions may be applied only to isolated, stationary and recurrent systems, which are rare in nature. Social system is an open-system, thus application of prediction to such system cannot be referred to as scientific (Popper, 1965).
  • Prediction is usually derived from present factors which may change or be irrelevant in the future, and as a result cause false assumptions about the future in the first place (R. A. Slaughter, 1990).
  • Predictions precisely derived from present are rather synthetic, therefore impertinent. On the other hand, predictions derived too far from reality are considered as utopias (Molnar, 1973).
  • Adaption of future techniques creates a possibility to confuse the analogy with causal relationship, thus finding nonexistent causal relationship between variables (Molis, 2008).

There is, of course, a lot of common sense in critics of futures studies as a scientific field, though, Slaughter (1990) and Bell (2002) argue, that most of the critics are based on misunderstanding of the main aspects of futures studies.

First of all, to discuss the scientific basis of futures studies it is crucial to distinguish what is “science” and its key features. As Ruse (1982) reasonably notices it is quite complicated to give a decent definition of “science”, as this phenomenon has developed through centuries, separating itself from religion, superstitions, philosophy and other domains of mental activities, therefore it is crucial to unfold the key features of what can be called “science”. The definition of “science” according to Ruse (1982) may be summarized by a number of characteristic fea- tures:

  • Science is aimed at searching for laws – orders or natural regularities.
  • Explanation is used to describe the law, its possibilities and limitations.
  • Prediction, being a natural extension of explanation, is used to describe how the law indicates future events.
  • Testability – in order to make sure the law is causing predicted effects, it has to be tested in real world, usually conducting an experiment.
  • Confirmation – in a classical scientific approach after experiment a scientific theory is either confirmed by positive evidence or rejected.

On the basis of these statements it can be noticed, that prediction per se is a natural part of a scientific approach. Niiniluoto (2001) notices that futuristic trend is a common feature of many scientific disciplines, such as economics, physics and psychology – laws, orders or natural regularities create a set of constraints for present environment and lead to prediction of observable events in the future. Niiniluoto (2001) argues that without prediction any scientific theory will not meet testability criteria. Patomaki (2006) also claims that even though social sciences usually do not use predictions, anticipation of futures is an integral part of all social actions, thus social sciences should also have the ability to give explanations of possible or likely futures in order to stay relevant in a contemporary environment.

Niiniluoto (2001) notices, however, that according to Plato, from a classical point of view, knowledge is a justified true belief , thus author questions if “foresight” as such can possibly be a form of knowledge and states that even though there are propositions about the future that can be verified as true at present, this mostly applies to the field of exact sciences, and predictions about contingent events or states in the future can not be known in a classical sense. On the other hand, Slaughter (1990) argues that foresight should not be considered from an earlier worldview for that it is based on assumptions which do not comply with current circumstances or needs. For this reason, Niiniluoto (2001) proposes a clear distinction between the object and the evidence of the research: the object of futures studies is not the future but the present and the knowledge of the present is evidence about the future.

Another approach to define the object of futures studies is based on assumption that there is no “the one and the only” future, which can rather be defined as a “branching tree” (Niiniluoto, 2001) or a variety of alternative possibilities as a part of real world which is not manifested yet (Patomaki, 2006). Therefore, the future consists of multiple possibilities and non-actualized powers of existing environment which may unfold under certain circumstances. In terms of researching the future in an open-system, contemporary futures studies have changed the research perspective from prediction to trend analysis, possibilities and scenario construction (Patomaki, 2006), and moved from forecast or prediction towards foresight – possible, preferable future analysis and designing the future. (Kosow & Gaßner, 2008; Niiniluoto, 2001).

Further attempts to consolidate futures studies as a scientific approach may be associated with the discussions on ontological assumptions of futures studies. Jouvenel (1967) attempted to define the ontology of futures studies through facta and futura concepts, claiming that facta refers to scientific approach which primarily based on collecting data about tangible past events, so that predictions can be made on the basis of collected data using extrapolation method. On the contrary, the concept of futura implies the absence of past data, which could be analyzed. Futura refers to cognitive products, such as wishes, fears, expectations, etc. thus it cannot be linked with science.

This paradigm was further developed by Polak and Boulding (1973). Researching human perception authors admit the dual nature of reality and distinguish the present which is actual and the imagined which is referred to the thought-realm. This dualism shapes the preconditions for the definition of future as such – the division and categorizing of feelings, perceptions and responses within time continuum enables men to experience the movement of the events in time, thus distinguish between before , now and after or the past, present and the future. However, Polak and Boulding (1973) also claim the future must not only be perceived, but shaped as well through the image of the future .

A critical shift of futures studies ontology paradigms can be associated with introduction of disposition concept by Bell (2003). According to Poli (2011) the core difference in understanding the future was the concept of multiple possibilities where disposition is referred to as a fact, that can actualize in future under certain circumstances. From ontology point of view, disposition is no longer a cognitive product, but a fact that has a potential to condition the future.

Although these assumptions create a firm basis for building up theoretical framework of the research, it still does not provide a coherent notion for designing research methodology and building up a distinct research design. In order to develop a coherent futures research design it is crucial to identify the logical steps which would link epistemological and ontological assumptions with research methods and ways to interpret the findings.

Research Onion as a Model of Designing Research Methodology

Methodology is a general research strategy which delineates the way how research should be undertaken. It includes a system of believes and philosophical assumptions which shape the understanding of the research questions and underpin the choice of research methods. Research methodology is an integral part of a dissertation or thesis which helps to ensure the consistency between chosen tools, techniques and underlying philosophy.

One of the ways of research methodology construction is based on theoretical concept of “research onion” (Figure 1), proposed by Saunders et al. (2016). The research onion provides a rather exhausting description of the main layers or stages which are to be accomplished in order to formulate an effective methodology (Raithatha, 2017).

The research methodology has its starting point with delineation of the main philosophy, choosing approaches, methods and strategies as well as defining time horizons, which altogether take the research logic to the research design – main techniques and procedures of data collection and analysis (Figure 1).

case study research onion

The research onion consists of six main layers:

  • Research philosophy – forms a basis of the research by delineation of ontology – nature of reality, epistemology – nature, sources of knowledge or facts and axiology – values, beliefs  and ethics of the research.
  • Approach to theory development – can be implied by the research philosophy on previous level and usually include: deduction – the research starts with an existing theory, then rising a question or hypothesis and data collection in order to confirm or reject the hypothesis; in- duction – the research starts with observation and data collection, moving to description and analysis in order to form a theory; abduction – observation of an empirical phenomena is followed by the research which comes up with a best guess or conclusion based on available evidence. Deductive approach is applied for existing theory testing, while inductive approach is commonly used in developing a theory or in fields with little researches on the topic. Abductive approach usually starts with a surprsing fact and is moving between induction and deduction in order to find the most likely explanation
  • Methodological choice – determines the use of quantitative and qualitative methods or various mixtures of both.
  • Strategy – to collect and analyze data: experiment, survey, archival research, case study, ethnography, action research, grounded theory, narrative inquiry.
  • Time horizons. This layer defines the time frame for the research – cross-sectional or short term study, involving collection of data at a specific point of time; longitudinal – collection of data repeatedly over a long period of time in order to compare data.
  • Techniques and procedures include data collection and analysis – the use of primary/ secondary data, choosing sample groups, developing questionnaire content, preparing interviews, etc.

The research onion, proposed by Saunders et al. (2016) is a tool which helps to organize the research and develop research design following the layers of the research onion step by step. However, the research onion model was primarily designed for business studies, therefore it would be incorrect to adapt this model “as is” for researching the future. The analysis of literature on futures studies methodology has revealed that futures studies is a specific research field as it deals with phenomena which are not actualized yet, thus it underpins specific ontological and epistemological assumptions which lead to choice of strategies, techniques and methods different from ones used in business studies.

Adapting the Research Onion Model for Futures Studies

In order to adapt the research onion model it is crucial to analyze and determine the appropriateness of the model for futures studies and make necessary logical corrections within six original layers of the model.

A critical overview of six research onion layers has led to discovery of one additional layer – Layer 2: Approaches to futures research , which could be logically included into original model thus forming a coherent research onion model for futures studies. Altogether, seven main layers of the research onion for futures studies were distinguished: 1) research philosophy; 2) approaches to futures research; 3) approaches to theory development; 4) research strategy; 5) methodological choice; 6) time horizons; 7) techniques and procedures.

Layer 1: Research philosophy

In order to address the matter of scientific basis of futures studies, it is important to highlight the basic techniques of the research first. A classical research methodology is based on a certain philosophical theory which then implies strategies and techniques of the research (Nweke & Orji 2009; Saunders et al., 2016). From a historical point of view there may be distinguished two classical or mainstream – positivist and interpretivist, and two rather recent – pragmatist and critical realist,mpositions of scientific research philosophy (Mingers, 2006; Molis, 2008; Saunders et al., 2016).

  • Positivism – mainly reflects philosophical stance of a natural scientist. Ontology is based on objectivist assumptions that entities are observed, atomistic events, existing external to social actors, therefore only observation and empirical data may be referred to as “credible”. Knowledge is obtained by observation and finding event regularities, which are based on causal, law-like and functional relations.
  • Interpretivism – an approach based on subjectivist ontological assumptions that entities are constituted of discourse, thus existing or socially constructed reality may be only researched through social constructions as consciousness or language (Myers, 2008). Reality is socially constructed and constantly evolving, therefore knowledge and facts are relative and subjective.

The strict dichotomy between positivist and interpretivist position is a matter of constant critics on the basis of distinction between natural and social sciences. Positivist philosophy admitting that entities such as ideas or social structures exist independently of human beings, does not take into account the role of individual in a social reality. Conversely, interpretivists claim that existence of the world, independent of human thought and perception is impossible. In the middle of 1970’s a new philosophy challenging ideas of positivism and interpretivism has emerged on the basis of Bhaskar’s works.

Bhaskar proposed an idea of transcendental realism and critical naturalism, combined into a theory of critical realism . First of all, Bhaskar (2008) challenges the classical empiricism idea of atomistic events, being the ultimate object of knowledge and distinguishes two types of knowledge:

  • Transitive – knowledge as a product of social activity; changing objects of knowledge. Objects of such knowledge depend on human activity.
  • Intransitive – knowledge of things, not produced by men; relatively stable/unchanging objects of knowledge. Objects of such knowledge would remain exactly the same even if humanity ceased to exist.

According to Bhaskar (2008) the existence of present, past and future does not depend on our knowledge or experience of it – real entities exist independently of events and events occur independently of experience, thus the domains of real , actual and empirical can be distinguished (Table 1).

Table 1. Domains of reality 2

Domain of Real Domain of Actual Domain of Empirical
Mechanisms X
Events X X
Experiences X X X

The core aim of science is to produce knowledge of mechanisms (which are intransitive objects, existing independently of men) and the statements (laws), describing these mechanisms. Traditional scientific approach is aimed at discovering the natural sequences, laws and causation mechanisms which then are tested by conducting an experiment in a controlled environment – relatively “closed system”. Traditional definition of causal laws based on Hume works implies that causation mechanism is based on a simple conjunction of events, where event 2 follows event 1, although such causation is true mostly for closed systems. The reality is complex and changeable, therefore is referred to as an “open system”, where event 2 does not always follow event 1 – the real world consists of actual, as well as non-actualized possibilities and non-manifested powers of existing structures and mechanisms within given environment. In this context causal laws are defined as generative mechanisms of nature , which can be determined within closed system by experimental activity and are efficacious outside closed system, therefore – transfactual . Causal laws are understood to operate as tendencies, for that they do not explain what would happen under certain circumstances, rather than what is happening in an unmanifested way.

According to Bhaskar (2008), social phenomenon is both – causal and interpretive in nature, thus critical realism in a certain way reconciles the two main ontological positions – positive and interpretive, providing a basis to bridge explanation and understanding. Empirical observation, however, cannot be the only basis for explanation – causality can be understood only in regard to hidden, unobservable causal mechanisms, which are activated under certain conditions and these mechanisms or tendencies, whether actualized or not, may not be empirically observable (Welch, Piekkari, Plakoyiannaki & Paavilainen-Mantymaki, 2011). Causation cannot be reduced to the search for regularities due to the fact that relationship between cause and effect does not necessarily produce regularity, therefore development of causal explanations should be based on exploration of generative mechanisms (Danermark, Ekstrom, Jakobsen & Karlsson, 2002). Within the scientific research this position causes the change of focus – from researching events as such to investigation of mechanisms, producing these events. In case of futures research, the exploration of generative mechanisms is significant in the search for regularities, having potential to foster future events.

Saunders et al. (2016) also admit, that choosing between positive or interpretive position may be unrealistic, thus other philosophical positions of scientific research are proposed in addition to the two offered above:

  • Pragmatism – based on assumption that within the research it is possible to adapt both positivist and interpretivist positions whichever works best for particular research question.
  • Critical realism – based on two ontological assumptions: 1) the world consists of real entities; 2) we perceive the sensations and images of real entities, not the real entities themselves (Saunders et al., 2016). Knowledge is obtained by discovering generative mechanisms.

Within the field of futures studies there exist various ways of understanding the future and its relation to the present and past. Kosow and Gaßner (2008), claim that from the present perspective future can be perceived in three different views: 1) first view – future is predictable , anything that is going to happen can be predicted; 2) second view – future is evolutive , purposeful control of future is impossible; 3) third view – future is malleable , therefore can be influenced to some extend by participating actors. Inayatullah, (2013) proposes quite similar distinction of three basic views of future: 1) predictive – assumes deterministic nature of future, therefore the future can be known; 2) interpretive – is aimed not at prediction, but insight, therefore is mainly based on interpretive analysis of different images; 3) critical – there is no one determined future, rather than one among many possible futures. It may be stated, that Kosow and Gaßner (2008) and Inayatullah, (2013) propose quite similar views of future, which may be linked to three positions of scientific research philosophy discussed above – positivism, interpretivism and critical realism :

Assumes the predictability and controllability of future. Future prognoses are based on our knowledge of present and past – finding events regularities, based on causal, law-like and functional relations, enables precise calculation of future events by extrapolation.

Interpretivism

Assumes unpredictable nature of future. The future is perceived as random, chaotic and unpredictable chain of events, thus the control or prediction of future as such is impossible, knowledge of future can only be obtained through intuitive strategy.

Critical Realism

Assumes the flexibility of future. The future is real, although not manifested yet, it consists of multiple possibilities and actualizes through transformative events, therefore the future can be influenced (at least to some extent) by participating actors.

Patomaki (2006), Bell (2003), Van der Heijden (2000) claim critical realist position provides rather distinct basis for futures studies, while List (2005) and Aligica (2011) reasonably notice that critical realist approach can be employed for explanation of possible future constraints.

On the basis of analysis of Patomaki (2006), Bell (2003) and Van der Heijden (2000) critical realist ideas for futures studies, the most significant assumptions may be summarized as follows:

  • Reality can be divided into three domains (table 1) – the domain of real being the largest, the domain of actual and the domain of empirical being respectively the smallest, therefore there are much more real possibilities, than actual or empirically observed events even in closed systems. Knowledge about the world lies within the domain of real, therefore real world can be known.
  • Future as an entity is real, even though not manifested yet, consists of multiple possibilities, which actualize through different transformative events and nodal points, creating particular context and presupposing actions for certain possibilities realization.
  • Social reality is an open-system, containing both – observable, as well as non-observable components and dimensions, therefore precise scientific prediction as such is impossible. However, anticipation of future, based on observation of generative mechanisms can still take place.
  • The knowledge of the future is possible on the basis of logical deduction from the past and the present – observation of unfolding events create conditions to discern a certain trend, which lead to exploration of its causal mechanisms and extrapolation of the trend.
  • Analysis of possible futures creates different narratives of how the future may unfold. The complex of these narratives may constitute a grand narrative of the possibilities for researched phenomenon.
  • Futures studies are focused on on-going processes and actions, rather than on past events, therefore futurologists explain the development of various social structures, specify the boundary conditions and construct a narrative up to a certain point in the future, creating an explanatory history and future scenarios.

All things considered, it can be argued that critical realist philosophy provides rather distinct theoretical framework for futures studies. The idea of multiple futures, which are real, but not manifested yet, shifts the focus from precise scientific prediction of the future to exploration of causal mechanisms and extrapolation of trend by construction of narratives up to a certain point in the future and creating possible development scenarios.

On the basis of ontological classification of futures studies stated above it can be concluded that positive philosophy has a potential to provide theoretical ground for futures studies in areas where obtaining tangible data is possible, for instance in fields such as demography, economic development. Interpretive position is based on understanding the spectrum of images of the future, rather than on scientific forecasting, therefore it aims to provide an insight not a prediction. Criti cal realism on the other hand, assumes the possibility of different futures which can be influenced from present at least to some extent, thus it can be employed as ontological position for scenario construction and analysis in areas such as institutions, culture, politics.

Layer 2: Approaches to futures research

List (2005) distinguishes two approaches of studying the future: quantitative forecasting is based on mathematical operations such as extrapolation, econometric modelling, etc.; alternative futures refer to idea of multiple futures and is based on methods of foresight. Inayatullah (2013) distinguishes four main approaches of futures studies: predictive – based on empirical sciences; in- terpretive – understanding competing images of the future; critical – focused on asking who benefits from certain future; participatory action learning/research – focused on developing the future. By the way of summarizing these ideas, Kosow and Gaßner (2008) claim that from a historical point of view approaches of futures studies have gradually evolved from forecasting, based on quantitative techniques, towards foresight – based on qualitative/combined techniques, being more appropriate for studying complex futures. The first approach – forecasting , is mainly applied in areas where tangible quantitative data is available, e.g. demography, economic development, while the second approach – foresight , leading to a complex cognitive-analytical view of multiple futures, is used in areas such as institutions, culture, politics.

Layer 3: Approaches to theory development

Saunders et al. (2016) distinguish three main approaches to theory development – deductive , inductive and abductive . Deductive research logic is referred to reasoning moving from general rule to a specific law-like inference and is usually used for theory testing. Inductive reasoning is a way of theory building, starts with specific observation on the basis of which a general rule is formulated. According to Kuosa (2011), in futures studies inductive reasoning is mainly associated with “intuitive” techniques, while deductive reasoning, based on physical argumentation, is aimed to control functions and direct knowledge.

Kuosa (2011) also argues that one of the most significant errors in contemporary futures studies is the demand to control or exactly predict the future, because future as an entity is changeable and unpredictable. A failure to provide “exact” prediction of future is often considered by contemporary scientists as a lack of scientific basis of futures studies per se . However, failure in real life is a common phenomenon which is also a part of scientific knowledge, therefore it is important to accept failing as a part of scientific approach. Although both deductive and inductive inferences are widely used in contemporary futures studies, Kuosa (2011) reasonably notices the shift towards abductive reasoning. According to Paavola, Hakkarainen and Sintonen (2006) abductive reasoning is a form of inference, starting with observation of clue-like signs, which provide the basic notion for further research. Thus, abductive inference is a best guess or conclusion based on available evidence.

Referring to Kuosa (2011) three research approaches may be distinguished for futures studies:

  • deductive – aimed to direct knowledge and functions control, involves the use of physical argumentation; 2) inductive – aimed to control information, involves the use of structural and categorization argumentation; 3) abductive – aims to identify structures, connections, contexts and constraints, involves the use of cognitive argumentation.

Layer 4: Research strategy

Presenting research strategies, Saunders et al. (2016) suggests experiment, survey, archival research, case study, ethnography, action research, grounded theory and narrative inquiry to be the main strategies for research. However, research strategies in the field of futures studies can be distinguished in a slightly different manner.

Research strategy can be referred to as a general way which helps the researcher to choose main data collection methods or sets of methods in order to answer the research question and meet the research objectives. List (2005) distinguishes two main types of research methods in futures studies – quantitative and qualitative . Kosow and Gaßner (2008), Puglisi (2001) besides quantitative and qualitative distinguish explorative and normative groups of research methods. Explorative methods are aimed at studying multiple futures and exploration of possible developments, while normative methods aim to shape the desirable/undesirable future and build the pathways or chain of events for reaching it. In futures studies all these groups of methods may be used for reaching the specific research objectives – to describe the exact patterns of future development, what future will be like; prescribe the set of actions in order to reach desirable future; explore the possible development of future events. Therefore, the three main research strategies may be distinguished – descriptive , nor- mative (prescriptive) and explorative .

Layer 5: Methodological choice

Saunders et al. (2016) define research choices with reference to the use of quantitative and qualitative research methods, as well as the simple or complex mix of both or the use of mono methods. Qualitative research methods involve numbers and mathematical operations, while qualitative methods imply collection of a vast descriptive data. Mono method is used when the research is focused either on quantitative or qualitative data gathering; mixed methods – quantitative and qualitative methods used within the same research in order to achieve different aims and offset the constraints of the use of single method; multi-method choice undermines the use of both, qualitative and quantitative methods, although the research is based on of them, while the other method is auxiliary or supplementary.

Such presentation of research choices is also relevant to futures studies, according to Saleh et al., (2008) the scope of methods can also be divided into quantitative methods, such as time series analysis, causal analysis, trend analysis, etc., as well as qualitative – Delphi surveys, futures wheel, environmental scanning, etc. There are also methods, that are successfully employed as both quantitative and qualitative – scenario construction, modelling.

Layer 6: Time horizons

Time horizons in futures studies usually refer to periods to be studied or chronological horizon of varying breadth. Kosow and Gaßner (2008) distinguish three basic time horizons: short-term – up to 10 years; medium-term – up to 25 years; long-term – more than 25 years.

Kosow and Gaßner (2008) also distinguish static observations from a point in time in future, usually associated with normative strategies as an alternative time horizon. Such point of retrospec- tive is usually used for “static” or “end-state” scenarios construction.

Layer 7: Techniques and procedures

Following the research onion step-by-step, the final layer – techniques and procedures, moves the research design towards data collection and analysis. All previous choices determine the type of basic data collection and analysis procedures, which will help to answer the research question.

Construction of Research Design Using Research Onion for Futures Studies

The construction of research design in futures studies may be based on the concept of research onion, proposed by Saunders et al. (2016). After adapting the concept for futures studies the research onion may be presented as a system that integrates certain theoretical knowledge already developed within the field of futures studies and can be summarized by seven layers (Figure 2).

case study research onion

Choosing the research methodology and building up a research design in futures studies may be carried out following seven steps corresponding the seven layers of the research onion for futures studies:

Choosing philosophy in futures studies may be complicated due to the fact that there is no empirical evidence of the future as such. In order to choose an appropriate philosophy, it is important to determine the operational field of the research and available data sources. Positivism may be chosen as the main philosophical stance for the research where tangible quantitative data is available, which makes the basis for “calculating” the future and make exact predictions, usually in fields such as demography, economic development. If the research will focus on the use of qualitative data which is often the case, interpretivism or critical realism may be chosen as the main philosophy. Interpretive position can be chosen if the research would mainly focus on construction of futures narratives and understanding the spectrum of images of the future to provide an insight. Critical realist position assumes the possibility of different futures which can be influenced from present at least to some extent, thus it is often used for scenario construction in areas such as institutions, culture and politics.

Approaches to Futures Research

The second step is to choose the right futures research approach. Positive philosophical stance is usually followed by forecast approach. Forecasting is based on mathematical operations such as extrapolation, econometric modelling and is aimed at discovering the exact future events. Foresight is based on qualitative/combined techniques and is used for studying a complex view of multiple futures.

Approaches to Theory Development

Choosing the right approach also depends on chosen philosophy and research approach – de- ductive theory development approach may be associated with forecast, as deductive reasoning leads to certain conclusions which are logical necessities and developed theory is tested or ver- ified by data collection. Inductive and abductive approaches start with data collection and then move to development of a clear theoretical position. According to Patokorpi and Ahvenainen (2009) deductive and inductive approaches in futures studies are based on projection prom past probabilities, whereas abductive approach focuses on discovery of “weak signals”, which are the first symptoms of change. Abductive approach is mainly applied to draw a conclusion from low knowledge (Patokorpi & Ahvenainen, 2009).

Descriptive strategy may be associated with forecasting approach and deductive reasoning as it primarily aims at exact description of future events. Normative strategy is aimed at exploring what the future should or should not be like and to search for the ways of reaching it. Explorative strategy is aimed at the study of multiple futures and exploration of possible developments.

Methodological Choice

The choice for methods within the research may be implied by research problem question and the overall aim of the research, therefore at this stage mono, mixed or multi methods may be chosen for reaching specific tasks of the research.

Time Horizons

Depending on the objectives of the research, long-term , mid-term , short-term future as well as  point of retrospective may be selected as research time horizon.

Techniques and Procedures

At this step a research tool such as questionnaire or interview is constructed in a way it fits all choices, made within previous layers.

Within the past few decades’ futures studies have developed into a scientific approach. Distinct methods create a theoretical basis for studying the future, however methodological uncertainty and chaotic nature of modern social reality does not add to the coherence of futures studies. In this situation the research onion for futures studies can serve as a heuristic approach for building up methodology and developing research design.

The research onion for futures studies, however, does not aim to become “the one and the only” approach for developing the research design, on the contrary – it aims to bring the general notion on the use of existing methodologies and approaches developed within the field of futures studies and serve as a guide for futures studies researchers and practitioners. The research onion for futures studies offers a flexible model of methodology development as it enables the researcher to choose most suitable theories or practices within existing layers in order to answer the research questions.

The presented model may be considered as a process guiding step-by-step towards construction of theoretical framework of the research, which helps to ensure the consistency between chosen tools, techniques and underlying philosophy, thus leading to a construction of a research design in coherent and logical manner.

Correspondence

Aleksandras Melnikovas

The General Jonas Žemaitis Military Academy of Lithuania Department of Political Science

https://orcid.org/0000-0003-3940-4320 E-mail: [email protected]

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case study research onion

Research Onion: Understanding the Layers of Research Methodology

case study research onion

By Shashikant Nishant Sharma

Research is a fundamental aspect of academia and industry, serving as a cornerstone for innovation, knowledge development, and problem-solving. To conduct effective research, researchers often employ a structured approach known as the Research Onion. The Research Onion metaphorically represents the layers of research methodology, each layer building upon the previous one to uncover deeper insights and understanding. Let’s delve into the layers of the Research Onion to understand its significance and application in the research process.

The research onion, developed by Saunders et al. in 2007, is a widely used model that illustrates the stages involved in designing a research methodology. This model is particularly useful for students and researchers who need to create an organized methodology for their dissertation or research project. The onion’s layers represent different stages of the research process, each building upon the previous one to ensure a comprehensive approach to data collection and analysis.

case study research onion

  • Philosophical Assumptions: At the core of the Research Onion lay philosophical assumptions that guide the researcher’s worldview and approach to the study. These assumptions may be positivist, interpretivist, or critical in nature, shaping the researcher’s choice of research methods and data collection techniques.
  • Research Approach: Building upon philosophical assumptions, the research approach determines the overall strategy for conducting the study. It could be deductive, inductive, or abductive, outlining how the researcher moves from theory to data and vice versa.
  • Strategies: The next layer involves the selection of research strategies, such as experiments, surveys, case studies, or interviews. These strategies dictate how data will be collected, analyzed, and interpreted to answer the research questions effectively.
  • Choices: Within the strategies layer, researchers make specific choices regarding sampling, data collection, and data analysis methods. These choices are crucial in ensuring the research is rigorous, valid, and reliable.
  • Time Horizon: Time horizon refers to the temporal scope of the study, whether it is cross-sectional or longitudinal. This layer addresses the duration of the research project and the implications of time on data collection and analysis.
  • Data Collection: The outermost layer of the Research Onion deals with the practical aspects of collecting data through surveys, interviews, observations, or experiments. This layer brings the research process full circle, from conceptualization to empirical evidence.

By understanding and applying the layers of the Research Onion, researchers can navigate the complexities of the research process systematically. Each layer contributes to the overall quality and credibility of the study, ensuring that research findings are robust and actionable.

The research onion is a visual representation of the steps involved in developing a research strategy. It consists of six main layers that are interconnected and influence each other. Each layer represents a specific stage in the research process, from the broadest philosophical considerations to the most detailed practical decisions about data collection and analysis.

Layers of the Research Onion

  • Research Philosophy : This layer defines the set of principles that guide the research. It encompasses the researcher’s worldview or stance and is often categorized into positivism and interpretivism. Positivism assumes that knowledge is independent of the subject being studied, while interpretivism claims that individual observers have their own perception and understanding of reality.
  • Approach : This layer involves choosing an appropriate research approach. The two main approaches are deductive and inductive. Deductive research starts with a specific hypothesis based on the literature review and aims to test it in various contexts. Inductive research begins with observations and uses them to develop a new theory.
  • Strategy : The research strategy is the plan for how the research will be conducted. This can include action research, experimental research, interviews, surveys, case study research, or a systematic literature review. The strategy is chosen based on the data required for the research and the purpose of the study.
  • Choices of Methods : This layer involves selecting the methods to be used in the research. The options include mono-method, mixed method, and multi-method. Mono-method involves using only one method, while mixed method combines two or more methods, often including both qualitative and quantitative approaches. Multi-method involves using a wide range of methods.
  • Time Horizons : This layer refers to the time frame of the research. It can be either cross-sectional or longitudinal. Cross-sectional data is collected at a single point in time, while longitudinal data is collected over a period of time.
  • Data Collection and Analysis : This is the final layer of the research onion, where the researcher decides on the techniques and procedures for collecting and analyzing data. This includes choosing between primary and secondary data, qualitative and quantitative data, and selecting specific data collection methods and analysis techniques.

The Benefits of the Research Onion

The research onion provides several benefits to researchers. It helps create a systematic approach to designing a research methodology, ensuring that all aspects of the research are considered. It also promotes a holistic understanding of the research process, encouraging researchers to think critically about their methodology and how it relates to the broader research goals. Additionally, the research onion is adaptable to various research contexts and can be applied to different types of research projects.

The research onion is a valuable tool for researchers, providing a structured approach to designing a research methodology. By understanding the different layers of the onion, researchers can ensure that their methodology is comprehensive, well-planned, and effective in achieving their research goals.

In conclusion, the Research Onion serves as a comprehensive framework for designing, executing, and interpreting research in a structured and methodical manner. By peeling back each layer of the Research Onion, researchers can uncover valuable insights, contribute to knowledge advancement, and make informed decisions based on empirical evidence.

Alturki, R. (2021). Research onion for smart IoT-enabled mobile applications.  Scientific programming ,  2021 , 1-9.

Dehalwar, K., & Sharma, S. N. (2023).  Fundamentals of Research Writing and Uses of Research Methodologies . Edupedia Publications Pvt Ltd.

Dehalwar, K., & Sharma, S. N. (2024). Exploring the Distinctions between Quantitative and Qualitative Research Methods.  Think India Journal ,  27 (1), 7-15.

Lanzotti, V. (2006). The analysis of onion and garlic.  Journal of chromatography A ,  1112 (1-2), 3-22.

Mardiana, S. (2020). Modifying research onion for information systems research.  Solid State Technology ,  63 (4), 5304-5313.

Melnikovas, A. (2018). Towards an Explicit Research Methodology: Adapting Research Onion Model for Futures Studies.  Journal of futures Studies ,  23 (2).

Sharma, S. N., Dehalwar, K., Kumar, G., & Vyas, S. (2023). Redefining Peri-urban Urban Areas.  Thematics Journal of Geography ,  12 (3), 7-13.

Sharma, S. N. (2020). A Review of Swarna Jayanti Shahari Rozgar Yojana.  Think India Journal ,  23 (1), 26-32.

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IMAGES

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COMMENTS

  1. Saunders' Research Onion Explained (+ Examples)

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  3. Research Onion: A Systematic Approach for Designing Research

    The ' Research Onion Model ' of Saunders et al., is a systematic approach to designing the. research methodology of a research dissertation or thesis (Saunders et al., 2 007). It is a useful ...

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    The second layer of the research onion is the research approach. The onion suggests that a research approach must be selected once the appropriate methodology is chosen. According to Saunders et al (2015), there are two main approaches to research: inductive and deductive. 2.1. Inductive research.

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    The research onion provides a systematic approach to decision-making at each layer, ensuring that choices align with the overarching goals of the study. Coherence in Research Design: By considering each layer of the onion, researchers can create a coherent and well-designed study that aligns with their philosophical assumptions and paradigmatic ...

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    The Layers of Research Design. Within this article we use the metaphor of the "Research Onion" (Saunders et al., 2012: 128) to illustrate how these final elements (the core of the research onion) need to be considered in relation to other design elements (the outer layers of the research onion). It is the researcher's understandings and ...

  8. (PDF) Peeling Saunder's Research Onion

    The research design follows the disposition of the research onion (Saunders et al., 2007) (Sahay, 2016). Research philosophy is based on Epistemology's Positivism, Realism & Interpretivism and ...

  9. Saunders Research Onion: A Guide To Building Research Methodology

    What is the Saunders Research Onion? The Saunders Research Onion is a multi-layered model that depicts the various stages involved in conducting research. ... This strategy is commonly used in social sciences and business research. Case Study: In a case study, the researcher analyzes a specific case or phenomenon in depth, usually using ...

  10. Guide to Understanding the Research Onion

    The research onion suggests that strategies can include action research, experimental research, interviews, surveys, case study research or a systematic literature review. The strategy is chosen based on the data required for the research and the purpose of the study.

  11. Analysis of Saunders Research Onion

    The benefits of the research onion are thus that it creates a series of stages under which the different methods of data collection can be understood, and illustrates the steps by which a methodological study can be described. ... This strategy is more useful in financial research. Case study research is the assessment of a single unit in order ...

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    The research onion framework can guide researchers to achieve more coherence throughout their research as well as to inform and guide fundamental shifts in socio-technical systems. ... Transition in practice and action in research. A French case study in piloting eco-innovations. Innov.: Eur. J. Social Sci. Res., 26 (4) (2013), pp. 398-415 ...

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    The research onion, developed by Saunders and others, is an easy-to-understand diagram that shows the various stages that a researcher must take into account, in order to develop an effective research methodology (Saunders et al, 2012). ... Case studies research method is commonly used for qualitative analysis and is best suited to find out ...

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    The third layer of Research Onion is Research Strategy. This layer concerns the overall plan or approaches to answer the research question. It includes the choice of. Case study; Experiment; Survey; Ethnography; Action research; 1) Case Study: A case study involves an in-depth investigation of a single or a few cases.

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    The research onion was developed by Saunders et al. (2007). It illustrates the stages that must be covered when developing a research strategy. When viewed from ... Case study research is the assessment of a single unit in order to establish its key features and draw generalisations (Bryman, 2012). It can offer an insight into the specific ...

  16. Towards an explicit research methodology: Adapting research onion model

    The methodology of this research study is defined as per the guidelines established in research onion (Saunders et al., 2007; Melnikovas, 2018). This methodology follows the assertions of ...

  17. Towards an Explicit Research Methodology: Adapting Research Onion Model

    Presenting research strategies, Saunders et al. (2016) suggests experiment, survey, archival research, case study, ethnography, action research, grounded theory and narrative inquiry to be the main strategies for research. However, research strategies in the field of futures studies can be distinguished in a slightly different manner.

  18. Research Onion: Understanding the Layers of Research Methodology

    Each layer contributes to the overall quality and credibility of the study, ensuring that research findings are robust and actionable. The research onion is a visual representation of the steps involved in developing a research strategy. It consists of six main layers that are interconnected and influence each other.

  19. | Research onion (Saunders et al., 2019, p. 108)

    Download scientific diagram | | Research onion (Saunders et al., 2019, p. 108). from publication: Developing and Publishing Strong Empirical Research in Sustainability Management—Addressing the ...

  20. Research Onion (Source: Saunders, et al., 2009)

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